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April 2009

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Have you ever found yourself in the position of asking, on your own behalf or on behalf of others, how many or precisely which people it would be useful to kill in order to secure a benefit for yourself or your cause? And just how to do it? No? Others have. Their answers have ranged from Cain’s original “Abel, with my bare hands” to Hitler’s “all the Jews, mainly by gas,” and the widespread Hutu view in the Rwanda of 1994, “the Tutsis, with machetes.” The question burns today for the government of Sudan and in the Congo.

Humanity will never be able to solve the problem of Cain, of fratricidal rage born of jealousy or some equivalent passion, nor of the more calculating retail impulse to profit in some way from doing someone in. Thus, for individuals, we maintain a system of laws, police forces, courts, prisons, mental hospitals, and, for extreme cases, the apparatus of the death penalty to punish those whom an impulse or cold calculation has led to murder—thereby deterring (so we hope) at least some others from embarking on a similar course of action. But we understand that our system is no solution to the problem of murder.

It is not obvious, however, or should not be, that because the human condition gives us no prospect of ridding the world of murder, we must be similarly pessimistic about our ability to rid the world of murder on the scale of populations. Mass atrocities, up to the point of genocide, are not simply collective acts of individual murder. Though genocides are not uniform in character, they are all political. Genocide constitutes the most extreme possible terms for settling differences: a stronger party’s decision to annihilate or extirpate the weaker. Genocide is organized. It entails a project, which in turn requires leaders with a purpose in mind and their acquisition of the means of death, including followers to do the dirty work.

We simply do not have to put up with this. By “we,” let me be clear. I do not mean “humanity,” although I would welcome the collective conclusion of mankind that genocide is unacceptable. I do not mean the “international community,” although a decision on the part of all national governments to refrain from engaging in mass atrocities at home or abroad would be most welcome, as would a collective intention to stop and punish leaders or would-be leaders seeking to deviate from the norm. What I really mean by “we” is “we who are strong enough to stop the murderous bastards before they can get away with it.”

This “we” is an inclusive group; everyone with a will and a way is welcome. But its purpose must go far beyond declaratory well-wishing. It is not a bad thing but a grossly insufficient thing to join in choruses of “never again,” the familiar refrain after something really bad has happened—say, 6 million dead Jews, 2 million dead Cambodians, or 800,000 dead Tutsis. No, we must act to stop the malefactors.

And by “we,” in the last analysis, I mean the United States.

_____________

We have the privilege to live at a time of unprecedented prosperity, and we know how to generate more of it. Anybody who thinks the present financial crisis has changed these fundamental facts is engaged in the time-honored human propensity for self-dramatization Our prosperity is accompanied by a likewise unprecedented confluence of power and moral sensibility—or at least it seems to be. With regard to atrocities on a mass scale, we have the means at our disposal to stop what we and all right-thinking people know is wrong. It comes down to the choice of whether to act or not.

If we are unable to muster the political will to prevent or halt genocide and mass atrocities, the long-term consequences are truly chilling to contemplate. This is of course especially true with regard to future victims: the terror of being rounded up and held at gunpoint, especially in the final few seconds, as the shooting starts; of feeling the first slash of a swinging machete, knowing that more are coming. But it is also true for us. Future generations more committed to the principles we espouse but fail to act on may look back with disdain or disgust on our failure. Or, more horrifying still, future generations will conclude that all moral reasoning in political matters is sentimental superstructure that should be jettisoned in the interest of clarity about the first and only true principle of politics: the strong take care of themselves and the weak are on their own.

The progress of politics and civilization itself is nothing other than the long, difficult, incomplete struggle to overcome the original political principle of self-regard by instilling in the strong an empathetic regard for others. The first successes came in the mists of prehistory in the form of small groups ceasing to fight among themselves—clan, tribe, city. With the spread in terms of territory and clout of rights-regarding nation-states in recent centuries, it became possible to imagine cooperative efforts among such states to extend a principle of regard for others across international boundaries, indeed globally. In 1998, the NATO alliance—led, of course, by the United States—went to war against Serbia to stop ethnic cleansing and atrocities in Kosovo, averting a potential genocide in close proximity to NATO territory. But in 2004, after the U.S. Secretary of State, Colin Powell, declared that atrocities in the Darfur region of Sudan amounted to genocide, the response of the United States and others was uncertain and halting at best. Hundreds of thousands of lives were lost and millions evacuated their homes for refugee and displaced-persons camps. There they remain.

So, in recent memory, “we” have acted effectively, showing that we can, and “we” have failed to act effectively, revealing a gap between our professed moral sense and what we are prepared to do to vindicate it. The test of progress for this generation is whether we will be able to extend the principle of regard for others by acting when necessary to prevent or halt genocide.

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Words are not enough; however, words matter. All things considered, when it comes to the importance of preventing genocide and mass atrocities, we talk a pretty good game. First there are American words. It is (or should be) a point of pride for believer and atheist alike that our founding national document, the Declaration of Independence, affirms that people are endowed by their Creator with, first of all, a right to life. The right to live can be especially difficult to vindicate. There is no one to whom a drowning man can appeal; it is not wrong for the water to drown him. But it surely is wrong if governments, wholly the creations of people, deny or violate this basic right. The Declaration sets forth the correct aspiration. True, certain historical conduct—the treatment of Native Americans in particular—miserably fails to measure up to the stated aspiration. But should we therefore abandon the aspiration? Of course not. We discredit only ourselves when we fail to live up to our ideals. The ideals themselves are not discredited.

Then there are words inspired by America’s founding that, in their drafting, sought to extend those ideals to the rest of the world, words in the United Nations Charter and the Universal Declaration of Human Rights. These documents affirm the rights of the individual against states or other actors that violate those rights. But the affirmation is more theoretical than actual, since the UN Charter also embraces a doctrine of sovereign right according to which states may not interfere in the internal affairs of others.

This aspect of the Charter gives states so inclined a ready cloak behind which to repress their people—including by commission of mass atrocities. This is what I mean when I say that words matter but are not enough. The UN’s universalist human-rights creed is honored far more in the breach than in the observance. At the same time, the UN Security Council is also charged to act in the interest of peace and security, which can create an opening in response to extreme situations in which large numbers of lives are at risk.

In 1946, with the dimensions of the horror of the Holocaust still unfolding, the UN General Assembly passed a resolution declaring genocide a crime under international law. Genocide “shocks the conscience of mankind,” the resolution memorably declared. This effort to “internationalize” the crime of genocide might have been the world body’s finest hour. The ensuing Genocide Convention of 1948 provides for “the prevention and punishment of the crime of genocide” whether “committed in time of peace or time of war” and elaborates a definition, which includes “acts committed with intent to destroy, in whole or in part, a national, ethnical, racial or religious group.”

The Convention isn’t self-executing, in that it doesn’t compel its signatories to take any particular action if the terms of the treaty are violated. But it does provide an international legal and, more important, moral framework for preventive action in response to the risk of genocide.

Breakthrough though it was, one unintended consequence of the Genocide Convention has been a serious problem. The definition of genocide is good as far as it goes, and the prevention mandate seems to allow latitude for timely action against would-be perpetrators. But whether “genocide” as defined in the treaty is actually occurring or about to occur is a complicated question both epistemologically and legally. For if you act to prevent genocide and succeed, there is no genocide—and so you cannot prove you have prevented one. Moreover, those you act against can claim you have violated their sovereign rights, and the argument will carry weight.

If, on the other hand, there is a legal finding of genocide, then it is too late for prevention. All that is left is mitigation. Moreover, if “genocide” is the trigger for action, then the bar is rather high: Atrocities short of genocide may somehow end up as tolerable, or at least tolerated. In 2005, a year after Colin Powell announced the U.S. finding of a genocide in Darfur, a UN special inquiry issued a report saying that while criminal atrocities had taken place in Sudan for which perpetrators needed to be held accountable, it lacked the basis for a conclusion that those crimes amounted to genocide. The bloodstained rulers in Khartoum were delighted to characterize the report as a vindication.

A further attempt to “internationalize” the Declaration’s “right to life” came in 2005, when the World Summit at the United Nations embraced in its “Outcome Document” the principle of the “responsibility to protect.” The doctrine of “responsibility to protect,” known colloquially as “R2P,” holds that a state has an obligation to protect those living on its territory from atrocities (specified in the Outcome Document as “genocide, war crimes, ethnic cleansing, and crimes against humanity”). If a state is unable or unwilling to fulfill this requirement, the protection function falls to the international community, which can take measures up to and including the use of force in order to protect populations. With sovereign right comes sovereign responsibility. The principle of noninterference gives way in circumstances of mass atrocities.

I had a small role in the adoption of R2P. Congress (principally in the person of Frank Wolf, a Republican member of the House of Representatives from Virginia) chartered a bipartisan task force on UN reform run by the U.S. Institute of Peace and co-chaired by former House Speaker Newt Gingrich and former Senate Majority Leader George Mitchell. I ran the Task Force’s expert group on human rights. Not without difficulty, we were able to include in the June 2005 consensus report a strong endorsement of the “responsibility to protect.” This was the first major bipartisan statement on behalf of R2P, which before had mainly been the province of liberal internationalists and human-rights groups on the Left.

The Task Force recommendation in turn influenced the Bush State Department to back the concept at the World Summit. In the absence of the Gingrich-Mitchell recommendation, the State Department’s traditional institutional wariness as well as ideological conservative skepticism would likely have led to U.S. opposition, which would have doomed the project.

As for the objections, the main concern has been (and remains) that the United States, by embracing R2P, will subject itself to the whims of the “international community” on whether and when to intervene in fulfillment of the protection function. Thus Steven Groves of the Heritage Foundation has expressed alarm that “the United States would cede control—any control—of its armed forces to the caprice of the world community without the consent of the American people.” In the extreme case, in this view, the U.S. might incur a legal obligation to go to war whether it wants to or not. The latter concern is so far down a trail of speculation piled on intemperate inference on top of worst-case hypothesizing that it hardly bears consideration. In its less extreme form, this is the question of how much the U.S. should engage with others to find common ends or interests and pursue them jointly.

Power is power, and the United States has more of it than any other state. But international political support is of value, and the U.S. does benefit from seeking it in fora that others regard as legitimate. We will never give the UN Security Council the last word. Other countries don’t like that, but then a Kosovo comes along, Russia blocks Security Council action, and people of good will realize that the price of calling off war because the Security Council hasn’t authorized it will be several hundred thousand dead Kosovars.



The Only Way To Prevent Genocide

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Footnotes

1The Task Force, chaired by former Secretary of State Madeleine Albright and former Secretary of Defense William Cohen, was a joint project of the U.S. Holocaust Memorial Museum, the U.S. Institute of Peace, and the American Academy of Diplomacy.


About the Author

Tod Lindberg is a research fellow at the Hoover Institution, Stanford University, and the editor of Policy Review.

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