The administration of President Carter offers an appropriate occasion for asking a question that will be raised with growing frequency…
The administration of President Carter offers an appropriate occasion for asking a question that will be raised with growing frequency as this nation approaches the bicentennial observance of the writing of the Constitution: has the American political system changed fundamentally? If no accident befalls him, Jimmy Carter will be the first Democrat in this century to serve a full term in the White House without having to lead the nation into war or out of economic disaster. Indeed, the historical rarity of the present moment is even more striking: Carter is (so far) the first Democratic President since before the Civil War to serve a full term without either war or depression and to have a Democratic majority in both houses of Congress. The Carter administration offers, in this sense, an example of a “normal” administration in the hands of what has become the nation’s dominant political party.
Would the political system inherited by President Carter be recognized by its architect, James Madison? Or by the powerful Republican Senators of the late 19th century? Or even by Harry Truman? We can turn to the Federalist Papers for an account of what that system was supposed to be in 1787; if that seems too antiquarian a source for the restlessly contemporary modern mind, we can turn to descriptions written a generation ago by leading journalists and political scientists.
In 1948, the late John Fischer published in Harper’s magazine an article on the “Unwritten Rules of American Politics” that was at the time, and for many years thereafter, widely recognized as the best brief analysis of the distinctive features of American politics. He drew upon the writings of John C. Calhoun, the South Carolina politician and intellectual who nearly a century before had set forth the doctrine of the “concurrent majority.” In Calhoun’s time, of course, that doctrine was a defense of the Southern resistance to federal legislation aimed at restricting the spread of slavery, but Fischer, aided by the writings of Peter Drucker, found in the theory of the concurrent majority, stripped of its extremist and partisan language, an enduring and fundamental explanation of the American constitutional system.
That system was designed to preserve liberty and maintain a national union by a set of procedures meant to insure that no important decision would be reached without the concurrence of each interest vitally affected by that decision. In Congress, no important bloc would be voted down on any matter that touched its central concern. In nominating a presidential candidate, no one would be acceptable who was objectionable to any significant body of opinion within the party. In electing a President, both parties would sacrifice any interest in principle or policy to accommodate the views of the average voter and thus would almost always offer an echo, not a choice. Politics would be non-ideological, conflict would be minimized, and such policies as survived the process of interest-group bargaining would command widespread support and thus be likely to endure. All these were, to Fischer, the strengths of the system. It had costs as well—a disposition to inaction, a tendency to magnify the power of well-organized pressure groups, and a shortage of persons able to speak for the nation as a whole. But to Fischer, the strengths clearly outweighed the weaknesses, primarily because man is fallible: the very slowness of the system insured against the premature commitment to error. As Learned Hand once wrote, “The spirit of liberty is the spirit which is not too sure that it is right.”
Fischer’s concern for moderation, even at the price of inaction, was understandable in its time. In 1948, the Democratic party was split into three wings. Progressives (and the Communist party) were supporting Henry Wallace and Southern reactionaries were supporting J. Strom Thurmond, while beleaguered Harry Truman was struggling—as it turned out, successfully—to hold the Democratic middle.
Persons who believe that all this has changed point to the legislative explosion that occurred during the 1960’s and early 1970’s. Without benefit of a national emergency which in the past had always been necessary for the system of veto groups to be set aside, there poured forth from Congress an unprecedented wave of policy innovation. The Southern filibuster was broken and civil-rights bills became law. The caution of the House Ways and Means Committee was overcome and Medicare and Medicaid were passed. The fears of federal control of schools that for long prevented federal aid to education were set aside and such aid became a massive and growing reality. The War on Poverty, the model-cities program, and the rest of the Great Society legislation arrived, to be followed, toward the end of the 1960’s, by the emergence of environmental and consumer legislation. Between 1966 and 1970, at least eighteen major consumer-protection laws and seven major air- and water-pollution laws were passed, and the activity continued well into the 1970’s.
As important as the number of new programs adopted was the way in which they were adopted. The veto groups and congressional blocs that were thought to stand astride each checkpoint in the legislative process, letting nothing pass without first extracting every necessary concession, were scarcely to be found. The bill creating federal aid to education went through committee review and floor debate virtually without amendment, leading three Republicans on a House subcommittee to boycott the hearings on the bill because of the “hasty and superficial consideration” it was receiving. The original Medicare plan made provision only for paying the hospital bills of the elderly; Congress added a provision for public payment of doctors’ bills as well. Congressional deliberations on the auto-safety bill of 1966 made that law, in virtually every particular, stronger than what the President had requested; when the conference committee considered the versions passed by the House and Senate, it resolved all remaining issues in favor of the tougher—that is, the more anti-industry—provision. By the end of the 1960’s, the American Medical Association, long described as one of the most powerful interest groups in Washington, had been defeated and the automobile industry stood revealed, in Elizabeth Drew’s phrase, as a “paper hippopotamus.” Ralph Nader had become the best-known and perhaps the most powerful lobbyist in town.
The opposite view is that, despite the frenzy of the 1960’s, nothing of fundamental importance changed. The Carter Presidency has been functioning rather much like the Truman Presidency: unheroically, with little public enthusiasm, winning some battles and losing others. Liberal ideas of 1948, such as civil rights, national health insurance, and federal aid to education, were defeated; liberal ideas of 1976, such as national health insurance, welfare and tax revisions, and new labor laws, were likewise defeated. Though the nation was at peace in 1948 as in 1976, both Presidents were preoccupied in large measure with foreign affairs—the Marshall Plan, NATO, and international trade in the case of Truman; the Panama Canal, tension in the Middle East, and relations with Turkey in the case of Carter. Both Presidents saw Congress debate at length a bill to deregulate natural gas and neither President was able to get out of the debate exactly what he wanted. Truman vetoed a deregulation bill passed in 1950, Carter signed a compromise deregulation bill in 1978. During his first year in office, Carter won on 75 per cent of the congressional votes taken on his program, far lower than the level of support enjoyed by Eisenhower, Kennedy, or Johnson in their first or second years.
The “conservative coalition” of Republicans and Southern Democrats which has been the bane of liberal legislation was, according to the Congressional Quarterly, alive and well in the 95th Congress. During 1977, it appeared in about one-fourth the recorded votes in the House and Senate and won about two-thirds of the time that it appeared. Truman would not have been surprised.
The burst of legislation in the 1960’s was not the result, in this skeptical view, of any profound change in American politics, but was simply a consequence of the Goldwater fiasco. The Lyndon Johnson victory in 1964 gave the Democrats so large a majority in Congress that Northern Democratic liberals acquired a control of Congress that formerly only a national crisis would produce. Northern Democrats could have passed the aid-to-education bill and come within a few votes of passing the Medicare bill even if every Republican and Southern Democrat had voted against them. Moreover, the Goldwater candidacy brought Republicans to power in parts of the South and thereby reduced the control that Southerners, by virtue of the seniority system, had once wielded in Congress. In 1962, Alabama had eight Democratic Congressmen; after 1964, only three were left.
The changes did not stop in 1964. Going into the 1966 election, Virginia may have had as much power in Congress as it had in the days of Madison and Monroe, 150 years earlier. Democrats from that state held the chairmanships of the Senate Finance Committee, the House Rules Committee, and the Senate Banking and Currency Committee. “After the election,” writes Gary Orfield, “all were gone as the Old Dominion lost a century of seniority.”
But with the 1970’s, normalcy returned, and with it either (depending on one’s political convictions) stagnation or prudence. The struggle over the energy bill was mountainous, and yet what the mountain brought forth was not even a mouse, but a Tinker Toy out of which a gifted administrator might be able to fashion a reasonable facsimile of a mouse. Congress has reasserted its influence over foreign affairs, in part by the enactment of five or six dozen provisions of foreign aid and other laws requiring congressional assent to presidential initiatives. Whatever vision one has of a fair and rational tax code, there seems little prospect of Congress transforming that vision into reality. Traditional porkbarrel bills, such as public works, continue to prosper in Congress; the only remarkable feature of the present day is that the President, for reasons not well understood even by leaders of his own party, has tried—with only limited success—to block some projects.
In short, once extraordinary majorities evaporate and national crises recede, it is politics as usual. Recently, Senator Edward M. Kennedy attacked Congress for being “the best money could buy” and criticized the profusion and influence of interest groups. Though Kennedy was deploring what Fischer had applauded, the categories of description were very much the same.
Both interpretations of American politics are partially correct. Congress remains able, long after the 1960’s, to pass sweeping new laws almost without regard to the normal constraints of interest-group bargaining, as it did when it decided in 1978 to abolish mandatory retirement before age seventy or decided in 1973 to give absolute protection to endangered species. And Congress continues to experience great difficulty in formulating a coherent policy on matters such as taxation, energy, or school desegregation. As Anthony King has recently observed, our political system has acquired the contradictory tendencies of a human crowd—“to move either very sluggishly or with extreme speed.”1
Three things account for the schizophrenia of contemporary politics: one is the greater ease with which decisions can be transferred from the private to the public sphere; a second is the “atomization,” as King terms it, of political institutions; a third is a change in the governing ideas of our time. The first factor has caused the American law-making system to be in a state of permanent excitability; the second has made the outcome of any excitement difficult to predict; and the third has been the source of the energy that determines whether the system will be in its manic or depressive phase.
Madison and the other framers of the Constitution created, as everyone knows, a federal government designed to prevent the mischief of faction and the tyranny of temporary majorities by so arranging its institutions that ambition would be made to check ambition. Douglass C. North, the economic historian, has stated one consequence of the Madisonian system this way: in order to reduce the ability of interest groups to capture the government, the constitutional order attached a high cost to utilizing the political system as compared to the marketplace for making decisions. The “entry price” for politics was high, and thus only the largest or most popular factions were able to pay it. This price was both tangible and intangible. The material cost was the great effort required to organize groups (parties, factions, lobbies) influential enough to get an issue onto the agenda of Congress and to coordinate the decision of Congress (and its many parts) and the President. The non-material cost was the widespread belief that a large range of issues—public welfare, civil rights, the regulation of economic enterprise, even for a while the building of public works—was outside the legitimate scope of federal authority.
The late E. E. Schattschneider once observed that “he who decides what politics is about runs the country.” Once politics was about only a few things; today, it is about nearly everything. There has been, in North’s terms, a “drastic reduction in the cost of using the political process” relative to the cost of using, for similar results, the market. That reduction has been the result of easier access to the courts (by fee-shifting and class-action suits), the greater ease of financing interest groups with foundation grants and direct-mail fund-raising, and the multiplication of government agencies and congressional staffs.
Not only have the money costs of using political strategies fallen, the ideological costs have declined as well. Until rather recently, the chief issue in any congressional argument over new policies was whether it was legitimate for the federal government to do something at all. That was the crux of the dispute over Social Security, welfare, Medicare, civil rights, selective service, foreign aid, international alliances, price and wage controls, economic regulation, and countless other departures from the past. But once the initial law is passed, the issue of legitimacy disappears, and, except in those few cases where the Supreme Court later holds the law unconstitutional, does not reemerge.
Once the “legitimacy barrier” has fallen, political conflict takes a very different form. New programs need not await the advent of a crisis or an extraordinary majority, because no program is any longer “new”—it is seen, rather, as an extension, a modification, or an enlargement of something the government is already doing. Congressmen will argue about “how much,” or “where,” or “what kind,” but not about “whether.” One consequence is that the workload of Congress will grow astronomically.
Since there is virtually nothing the government has not tried to do, there is little it cannot be asked to do. Congressmen try frantically to keep up with this growing workload by adding to their staffs, but of course a bigger staff does not produce less work, it produces more, and so the ideas, demands, and commitments presented daily to a legislator grow even faster. Moreover, Congress creates a bureaucracy of its own to keep up with the information-gathering and policy-generating capacities of the executive branch, leading to what Senator Daniel P. Moynihan has characterized as the “Iron Law of Emulation.”2
This dramatic expansion of the political agenda has helped alter the distribution of political power. At one time, the legislative process was biased in favor of the opponents of any new policy. The committee system and the great powers of committee chairmen meant that the crucial calculation to be made by a proponent of a new policy was not how many congressmen were in favor of it, but which congressmen were opposed to it. The fact that the proposed policy was new and that there were few or no precedents for governmental action in that area made it easier for a Wilbur Mills, a James Eastland, or a Howard Smith to use their position on the House Ways and Means Committee, the Senate Judiciary Committee, or the House Rules Committee to block consideration of the proposal. But when the government is already doing something in the area, then there is an existing agency of government, and its associated private supporters with a stake in the matter, and at the very least the appropriations bill for that agency, and usually the legislative amendments proposed by that agency, must be considered.
Political scientists have frequently described American policy-making as “incremental.” Some have used the term admiringly, because the process it describes builds consensus; others have used it critically, because that process prevents radical change and misrepresents some interests. But whatever one thinks of the concept, it is increasingly hard to believe it generally descriptive. We have brought under new regulatory machinery whole sectors of our economy; changed in one sudden blow the legality of a mandatory retirement age; rewritten (in a manner almost no one understands) the basic law governing retirement systems; banned the use of whole categories of chemicals; given to Congress a legislative veto over important parts of our foreign policy once reserved entirely for the President; adopted a vast and expensive system for financing health care; put under public auspices a large part of the American rail system; created public financing of presidential campaigns; changed the meaning of “equality of opportunity” from “fair competition” to “the achievement of racial goals”; and come close to authorizing cash grants to parents of children attending parochial schools and private colleges. These may be good ideas or they may be bad ones, but it is hard to describe them—and dozens of others like them—as “marginal” or “incremental” changes in policy.
The second change has been the atomization of certain key political institutions, notably Congress and the political parties. Congress has, to a degree, been de-institutionalized and individualized: its leadership has become weaker, power within it has been dispersed, the autonomy and resourcess of its individual members have been enlarged. As a result, it is no longer helpful to think of Congress as consisting of blocs, each representing an interest group and each having a potential veto over measures affecting its vital interests. This might strike some readers as a gain—vested interests can no longer so easily say no to things they oppose. But such a view neglects the price that has been paid for this: if nobody can say no and make it stick, then neither can anybody say yes and make it stick. If there are no vetoes, neither are there any imprimaturs.
The individual member of Congress has gained enormously at the expense of committee chairmen, party leaders, and interest groups. He or she now has a large personal staff and a voice in the choice of the staff members of committees. (The congressional bureaucracy is probably the fastest-growing one in Washington, with no nonsense about civil service to inhibit it. The staff in 1976 was three times larger than it was in 1956.) The seniority system no longer governs the choice of committee chairmen to the exclusion of all other considerations; in 1975, House Democrats, by secret ballot, deposed three committee chairmen and elevated in their stead more junior members. Committees no longer regularly meet behind closed doors (whereas almost half of all House committee meetings were closed to the public in 1972, only 3 per cent were by 1975). Al Ullman cannot dominate the Ways and Means Committee the way Wilbur Mills once did, it is unlikely that Robert Byrd or his successors will have the power that Lyndon Johnson did when he was Senate majority leader, and though Tip O’Neill is a stronger Speaker than Carl Albert, he is a far cry from Sam Rayburn.
Some of the enhanced autonomy and status of individual, especially junior, members of Congress was won by back-bench revolts against leadership, but much of it was given to them by leaders attempting to build their own power by doing lasting favors for the rank-and-file. When Lyndon Johnson was Senate majority leader, his stature among freshmen Senators was high in part because he adopted a practice in the 1950’s of giving to each new Senator at least one major committee assignment rather than, as had once been the case, of making them wait patiently for the “Club” to admit them into the ranks of the deserving. Among the latter-day beneficiaries of this generosity were George McGovern and Walter Mondale. In 1970, with only six years’ seniority, McGovern became chairman of a Select Committee on Hunger and Mondale, with only seven years of service, chairman of a Committee on School Segregation. The well-publicized hearings of these committees did not harm the political ambitions of their youthful chairmen. In decentralizing power in Congress in order to enhance (temporarily) the power of a given leader, the leader is acting much like the man who keeps his house warm in the winter by burning in his fireplace the furniture, the doors, and the walls. Soon there is nothing left to burn.
It is not just the formal apparatus of party and leadership in Congress that is weaker, but the informal and social organization as well. Not long after Fischer wrote, William White described the Senate “Club” of veteran, chiefly Southern, Senators who dominated its affairs and acted, not surprisingly, entirely in the spirit of Calhoun and the concurrent majority. Within a decade after White wrote, the “Club” was pretty much finished, the victim of deaths, retirements, defeats, and—above all—political change. In 1949, in the Congress elected when Fischer was writing, Southerners held twice as many committee chairmanships as did Northerners and Westerners combined. By 1977, the Southern committee chairman was the exception, not the rule. In the period 1947-56, Gary Orfield notes, half of all the Democrats in Congress were from the South; today, less than one-third are.
Individual members of Congress are far more secure in their seats than once was the case, and with increased security goes increased freedom from those organizations, be they political parties or interest groups, that once controlled the resources necessary for reelection. Between 1952 and 1974, only about 6 per cent of the incumbent representatives seeking reelection were defeated, a substantial decline from earlier in this century. Moreover, of those running for reelection, fewer face close contests. When Fischer wrote in 1948, the winner of most House contests received 55 per cent of the vote or less. By 1972, most winners received 60 per cent of the vote or more. As political scientists like David Mayhew have pointed out, safe seats have become the rule, not the exception. Barring major electoral turnovers, such as in 1964, it may be that most new entrants to Congress will come from those districts where incumbents have decided voluntarily to retire.
Campaign-finance laws will strengthen this pattern. By restricting individual donations to $1,000, they limit sharply the chances of unknown and unwealthy candidates amassing large war chests to challenge well-known incumbents. By restricting donations from special-interest groups to $5,000, they limit the extent to which money can be the basis of group influence over legislators. (Rich candidates can still finance their own campaigns without restriction.) And if public financing of congressional campaigns should become law, one can be confident Congress will see to it that this “reform,” like all others it has enacted, serves the advantage of incumbents.
The individualization and decentralization of Congress that has been the result of these changes in its internal affairs has been further augmented by the general decline of the political party, the increased use of radio and television for building personal followings in election campaigns, and the emergence of campaign organizations, often designed and staffed by professional campaign consultants, that are the personal property of the candidate rather than the collective effort of the party.
One consequence of these changes can be seen most dramatically in the Senate. From 1900 to 1956, only 30 per cent of the major-party candidates for President or Vice President came from the United States Senate; between 1960 and 1976, 70 per cent were Senators. The Senate has become the incubator of Presidents. When parties cannot pick presidential candidates but instead meet in conventions to ratify the choices made in two dozen or more primary elections and hundreds of local community caucuses, they discover they are often choosing among Senators because of the enormous advantage these persons have in developing a national reputation. The Senate is covered by the national press in a way the House is not; skillful and ambitious Senators can preside over dramatic hearings (into auto safety, the drug industry, malnutrition, organized crime, or intelligence-gathering) that are televised. Senators have the resources (a Senator from New York, for example, has a staff budget of around $1 million a year) to develop issues and reach national constituencies with which they wish to be identified. Computers can be programmed to produce huge and precisely indexed national mailing lists useful for reaching both voters and contributors.
When Fischer wrote, presidential candidates were still picked by conventions in which party “bosses” were influential. In 1948 there were presidential primaries in only fourteen states, and in five of these unpledged delegations ran at large. The open party caucus was almost unheard of. Though the Democratic party was deeply split among its ideological factions, the extremists of the Left and the Right did not contest the primaries but organized instead as independent parties. President Truman had only nominal opposition at the 1948 convention. In 1976, there were primaries in over two dozen states, wide open local caucuses in many others, and President Ford faced serious opposition in both the primaries and the convention. In each party, the ideological divisions were obvious and wide. Party regularity was an important consideration in 1948 for convention delegate and presidential candidate alike; anybody who used such a term in 1976 would have elicited either a smile or a yawn. When compromises were made in 1948, they were made to attract the middle-of-the-road voter; when they were made in 1976, it was to appease the more militant party activists (Walter Mondale was put on the Carter ticket to soothe the liberals, Robert Dole put on the Ford ticket to help please the conservatives). That Carter, a governor with no clear record on national issues, was able to win the Democratic nomination, was right in keeping with the political style of 1948; in 1976, however, it was seen as a curiosity to be explained by the temporary triumph of image over ideology in the wake of Watergate.
All these factors have tended to make the Congress of today, in comparison with that about which Fischer wrote in 1948, a collection of individuals rather than blocs. More precisely, blocs exist, but they are typically formed by the Congressmen themselves, on the basis of personal political convictions or broad allegiances to regions or sectors of society, rather than in response to, or as an instrument of, an organized interest outside Congress. Perhaps the largest and most significant bloc today is the Democratic Study Group, an organization of liberal Democrats in the House. It has leaders, a staff, a budget, regular meetings; its influence is hard to measure, but far from trivial. There is also a Black Caucus and a Northeast-Midwest Economic Advancement Coalition. In 1948, Congressmen were more likely to organize into a “farm bloc,” or a “labor bloc,” or an “oil bloc.” Such influences still operate, of course, but groups based on ideology or racial or ethnic identification have become more important than those based on economic interest. And Congressmen change their minds more frequently, making it harder to count in advance on their position.
More assertive and individualistic members combined with fewer sources of influence mean that more effort must be devoted to rounding up votes. In the House, Representative John Brademas, the Democratic whip, is assisted by no fewer than 35 deputy or assistant whips and spends on this vote-producing operation over $400,000 a year, more than three times as much as was spent in 1970. One assistant whip with long experience recently complained that his job is “a hell of a lot more difficult than it used to be.”
The individualization of politics has meant that interest groups have had to individualize their appeal and link it directly to the electoral fortunes of individual Congressmen. Thus, the rise of “grass-roots” lobbying—the careful, often computerized mobilization of letters, mailgrams, delegations, and financial contributions from individual citizens in each legislator’s district or state. When the AFL-CIO was locked in struggle with the business-oriented National Action Committee on Labor Law Reform, the two sides were estimated to have generated nearly five million pieces of mail to Congress. Mark Green, director of Ralph Nader’s Congress Watch, said that grass-roots lobbying has made Washington “an absolutely different city these days.” Today, he noted, “you lose bills in the districts, not in Washington.”
But if key political institutions are becoming so atomized, how does any policy get passed? The explanation, I suspect, is to be found in the third change in politics—the enhanced importance of ideas and of ideology. To return to Anthony King’s metaphor, what makes the difference between the sluggish and the rushing crowd is the force of a compelling idea.
The Congress of 1968 or 1978, much more than that of 1948, is susceptible to the power of ideas whenever there seems to be a strong consensus as to what the correct ideas are. Such a consensus existed in the mid-1960’s about the Great Society legislation; no such consensus about these matters exists today. This helps explain, as Henry J. Aaron has noted, the changing prospects of social-welfare policies. Consumerism, ecology, campaign-finance reform, and congressional ethics are other examples of ideas with strong symbolic appeal that, so long as the consensus endures, are handled by a political process in which the advantage lies with the proponents of change.
When a consensus evaporates or a symbol loses its power, issues are handled by a process which, like that in 1948, gives the advantage to the opponents of change. But sooner or later, a scandal, a shift in the focus of media attention, or the efforts of a skilled policy entrepreneur such as Ralph Nader or John Gardner will bring a compelling new idea to the top of the political agenda, and once again action will become imperative.
I do not wish to enter the argument whether there has been an “end of ideology” in the West or whether there is a heightened degree of “ideological constraint” in the public at large. Within Congress, however, the Republican party seems to have become more consistently conservative and the Democratic party more consistently liberal. Whatever has happened in society, the principle of affiliation among legislators has become, I think, more clearly based on shared ideas, and to a degree those shared ideas conform to party labels. (More accurately, the notion of party in Congress has been infused with more ideological meaning by its members.)
The point is debatable and easily overstated, but one illustration suggests what may have happened. In 1949, the House voted on a bill to deregulate natural gas. The influence of party was scarcely detectable and, had we the data, the influence of ideology only slightly more so. The Democrats split almost evenly (49 per cent in favor, 51 per cent opposed); the Republicans were a bit more lopsided (73 per cent in favor, 27 per cent opposed). In 1977, the House voted again on a comparable though not identical bill. Now, the influence of party was almost complete: 75 per cent of the Democrats opposed it; 88 per cent of the Republicans favored it. Pietro Novola at the University of Vermont has found that ideology and partisanship were vastly more important than economic interest (whether one comes from a gas-consuming or gas-producing district) in explaining the 1977 congressional vote.
Much attention has rightly been paid to one source of politically influential ideas—the “New Class” composed of persons having high levels of education and professional occupations. This group is decidedly more liberal than other groups in society, so much so that Everett Ladd was able to conclude that by the early 1960’s, a majority of the “privileged” elements in society considered themselves Democrats and voted for Democratic candidates for Congress. The New Class is responsive to, and provides support for, politicians who favor abortion on demand, environmental-and consumer-protection laws, and equal rights for women.
But every class has its counterpart class. The discussion of the New Class, and even its label, leads attention away from what is happening to other, non-liberal groups in society. Upper-middle-class white Northern Protestants, once the bastion of traditional conservatism, have not been converted into a liberal New Class, they have been split into two deeply opposed groups. Sidney Verba and his co-workers found that in the 1950’s, this group was the most conservative identifiable segment of American opinion. By the 1970’s, however, a profound change had occurred—one part of this group had become even more conservative, while another part had become very liberal. High-status Wasps are now the most polarized class in America, and to the extent that this class contributes disproportionately to political elites, these elites have become more polarized.
These divisions of opinion contribute powerfully to the kind of “one-issue” politics so characteristic of the present era. Pro-abortion versus pro-life; gun control versus the right to bear arms; gay rights versus traditional values; ERA versus anti-ERA; nuclear energy versus solar energy; proponents of affirmative action versus opponents of reverse discrimination—all these causes and more make life miserable for the traditional, coalition-seeking politician. Weakened institutions, individualized politics, and the rise of an educated, idea-oriented public combine to make it highly advantageous for political entrepreneurs to identify and mobilize single-issue constituencies and to enlist them, not only into electoral and legislative politics, but into court suits, referendum campaigns, and even calls for constitutional conventions.
The importance of single-issue politics is, of course, much discussed, but not without a touch of hypocrisy. Most columnists and commentators began to criticize this phenomenon only when it took directions of which they did not approve. Anti-war politics, the drive for abortion on demand, the effort to obtain gun control, and the opposition to nuclear energy are typically described by liberals as “movements” or “concerns.” When the right-to-life forces or those opposing gun control get organized, however, their critics not only disapprove of their ideas, they deplore their use of “extremist” tactics.
To the extent that ideas determine whether the atomized political system will move speedily, sluggishly, or not at all, the principal task of political analysis becomes that of understanding the processes whereby certain ideas become dominant. This requires more subtle techniques for studying public opinion than any that have been routinely employed, techniques that will measure the intensity of feeling as well as its distribution and will distinguish opinions capable of providing the basis for political mobilization from those that are mere expressions of preference. And we require better knowledge about the organizations that shape opinion—the mass and elite media, the universities, and those acrónymic groups that manage to devise and implant compelling slogans.
In John Fischer’s day, scholars studied big business, labor unions, medical societies, and farm groups. Today, we need to understand better how elites learn ideas in their colleges and law schools and from the magazines of opinion. How else can we explain, for example, why a generation of legislators who believed in the virtues of business regulation by independent commissions is being replaced by one seeking to deregulate many of those businesses, often over the bitter objections of the regulated industry? Or why a generation that applauded John F. Kennedy’s inaugural promise to defend liberty anywhere, at any price, has become one that prefers to minimize risks of every kind, in every place?
We are at a loss for a word or phrase to describe the new features of the political system; scholars even disagree as to whether it is all that new. Such terms as “veto-group politics” seemed most appropriate for the system that Fischer and later David Riesman described thirty years ago; that powerful insight allowed many discrete facts to be summarized in one economical statement. Today, the system is more confused and so our political vocabulary has become more prolix and less precise.
Viewed in a longer historical perspective, what we are seeing may not be all that new. The Congress in which Madison and his immediate successors sat was highly individualized. Strong, institutionalized congressional leadership did not emerge until the latter half of the 19th century; one contest for Speaker in 1856 ran to 133 ballots. Factions abounded, but national interest-group organization did not occur until the end of the 19th century. “Single-issue” politics existed, the abolition of slavery being the most conspicuous example. But in Madison’s time, and for many decades thereafter, national politics was less a career than a hobby; the federal government played a minor role in human affairs; the range of issues with which Congress had to deal was small; and ideological cleavages tended to occur one at a time. Now, governing is a profession, the government plays a large role, and issues tend to pile up, one atop the other, in a network of multiple and profound ideological cleavages. Whether one describes as “fundamental” the changes in institutions and ideas that have accompanied the rise of modern government is in part a matter of style. Yet one must be impressed by the change in the dominant ethos of the times—whereas the period 1890-1920 was the great era of institution-building in voluntary associations, political parties, corporate enterprises, and congressional leadership, the last decade or so has been one that has criticized, attacked, and partially dismantled institutions.
From a broader, international perspective, one might say that the changes I have described add up to nothing of fundamental importance. The American constitutional order, with its separate executive and legislative branches and its independent judiciary, remains very different from the British system of cabinet-in-parliament. And so it does. (It is ironic to note the stirrings among British politicians who would like to see their system, which stifles the backbench member of Commons, changed into something more “American.” They may suppose that they can combine the advantages of strong party government with the advantages of powerful legislative committees and more autonomous legislators, but I suspect they are wrong.)
By the standards of liberals and socialists, the American system remains far more conservative than that of European democracies. Where is our national health insurance, our comprehensive income-maintenance scheme, our government ownership of key industries? By these tests, the American system is conservative. But by another test it is far more activist and innovative than almost any European democracy: what other country has anything like our detailed federal regulation of business enterprise, our elaborate set of “tax expenditures,” our affirmative-action programs addressed to the demands of a growing list of ethnic and racial minorities? Some rather careful distinctions must be made before one can compare how American policy-making differs from that abroad.
What is more striking to me is that, since the 1930’s, there has occurred in this country an extraordinary redistribution of political power without any prior redistribution of income or wealth. Those persons, of the Right as well as the Left, who are enchanted with economic explanations of political life have their work cut out for them if they insist on ignoring the powerful transformation in ideas that seems to lie at the heart of these changes.
American Politics, Then & Now
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Can it be reversed?
Writing in these pages last year (“Illiberalism: The Worldwide Crisis,” July/August 2016), I described this surge of intemperate politics as a global phenomenon, a crisis of illiberalism stretching from France to the Philippines and from South Africa to Greece. Donald Trump and Bernie Sanders, I argued, were articulating American versions of this growing challenge to liberalism. By “liberalism,” I was referring not to the left or center-left but to the philosophy of individual rights, free enterprise, checks and balances, and cultural pluralism that forms the common ground of politics across the West.
Less a systematic ideology than a posture or sensibility, the new illiberalism nevertheless has certain core planks. Chief among these are a conspiratorial account of world events; hostility to free trade and finance capital; opposition to immigration that goes beyond reasonable restrictions and bleeds into virulent nativism; impatience with norms and procedural niceties; a tendency toward populist leader-worship; and skepticism toward international treaties and institutions, such as NATO, that provide the scaffolding for the U.S.-led postwar order.
The new illiberals, I pointed out, all tend to admire established authoritarians to varying degrees. Trump, along with France’s Marine Le Pen and many others, looks to Vladimir Putin. For Sanders, it was Hugo Chavez’s Venezuela, where, the Vermont socialist said in 2011, “the American dream is more apt to be realized.” Even so, I argued, the crisis of illiberalism traces mainly to discontents internal to liberal democracies.
Trump’s election and his first eight months in office have confirmed the thrust of my predictions, if not all of the policy details. On the policy front, the new president has proved too undisciplined, his efforts too wild and haphazard, to reorient the U.S. government away from postwar liberal order.
The courts blunted the “Muslim ban.” The Trump administration has reaffirmed Washington’s commitment to defend treaty partners in Europe and East Asia. Trumpian grumbling about allies not paying their fair share—a fair point in Europe’s case, by the way—has amounted to just that. The president did pull the U.S. out of the Trans-Pacific Partnership, but even the ultra-establishmentarian Hillary Clinton went from supporting to opposing the pact once she figured out which way the Democratic winds were blowing. The North American Free Trade Agreement, which came into being nearly a quarter-century ago, does look shaky at the moment, but there is no reason to think that it won’t survive in some modified form.
Yet on the cultural front, the crisis of illiberalism continues to rage. If anything, it has intensified, as attested by the events surrounding the protest over a Robert E. Lee statue in Charlottesville, Virginia. The president refused to condemn unequivocally white nationalists who marched with swastikas and chanted “Jews will not replace us.” Trump even suggested there were “very fine people” among them, thus winking at the so-called alt-right as he had during the campaign. In the days that followed, much of the left rallied behind so-called antifa (“anti-fascist”) militants who make no secret of their allegiance to violent totalitarian ideologies at the other end of the political spectrum.
Disorder is the new American normal, then. Questions that appeared to have been settled—about the connection between economic and political liberty, the perils of conspiracism and romantic politics, America’s unique role on the world stage, and so on—are unsettled once more. Serious people wonder out loud whether liberal democracy is worth maintaining at all, with many of them concluding that it is not. The return of ideas that for good reason were buried in the last century threatens the decent political order that has made the U.S. an exceptionally free and prosperous civilization.F or many leftists, America’s commitment to liberty and equality before the law has always masked despotism and exploitation. This view long predated Trump’s rise, and if they didn’t subscribe to it themselves, too often mainstream Democrats and progressives treated its proponents—the likes of Noam Chomsky and Howard Zinn—as beloved and respectable, if slightly eccentric, relatives.
This cynical vision of the free society (as a conspiracy against the dispossessed) was a mainstay of Cold War–era debates about the relative merits of Western democracy and Communism. Soviet apologists insisted that Communist states couldn’t be expected to uphold “merely” formal rights when they had set out to shape a whole new kind of man. That required “breaking a few eggs,” in the words of the Stalinist interrogators in Arthur Koestler’s Darkness at Noon. Anyway, what good were free speech and due process to the coal miner, when under capitalism the whole social structure was rigged against him?
That line worked for a time, until the scale of Soviet tyranny became impossible to justify by anyone but its most abject apologists. It became obvious that “bourgeois justice,” however imperfect, was infinitely preferable to the Marxist alternative. With the Communist experiment discredited, and Western workers uninterested in staging world revolution, the illiberal left began shifting instead to questions of identity. In race-gender-sexuality theory and the identitarian “subaltern,” it found potent substitutes for dialectical materialism and the proletariat. We are still living with the consequences of this shift.
Although there were superficial resemblances, this new politics of identity differed from earlier civil-rights movements. Those earlier movements had sought a place at the American table for hitherto entirely or somewhat excluded groups: blacks, women, gays, the disabled, and so on. In doing so, they didn’t seek to overturn or radically reorganize the table. Instead, they reaffirmed the American Founding (think of Martin Luther King Jr.’s constant references to the Declaration of Independence). And these movements succeeded, owing to America’s tremendous capacity for absorbing social change.
Yet for the new identitarians, as for the Marxists before them, liberal-democratic order was systematically rigged against the downtrodden—now redefined along lines of race, gender, and sexuality, with social class quietly swept under the rug. America’s strides toward racial progress, not least the election and re-election of an African-American president, were dismissed. The U.S. still deserved condemnation because it fell short of perfect inclusion, limitless autonomy, and complete equality—conditions that no free society can achieve given the root fact of human nature. The accidentals had changed from the Marxist days, in other words, but the essentials remained the same.
In one sense, though, the identitarians went further. The old Marxists still claimed to stand on objectively accessible truth. Not so their successors. Following intellectual lodestars such as the gender theorist Judith Butler, the identity left came to reject objective truth—and with it, biological sex differences, aesthetic standards in art, the possibility of universal moral precepts, and much else of the kind. All of these things, the left identitarians said, were products of repressive institutions, hierarchies, and power.
Today’s “social-justice warriors” are heirs to this sordid intellectual legacy. They claim to seek justice. But, unmoored from any moral foundations, SJW justice operates like mob justice and revolutionary terror, usually carried out online. SJWs claim to protect individual autonomy, but the obsession with group identity and power dynamics means that SJW autonomy claims must destroy the autonomy of others. Self-righteousness married to total relativism is a terrifying thing.
It isn’t enough to have legalized same-sex marriage in the U.S. via judicial fiat; the evangelical baker must be forced to bake cakes for gay weddings. It isn’t enough to have won legal protection and social acceptance for the transgendered; the Orthodox rabbi must use preferred trans pronouns on pain of criminal prosecution. Likewise, since there is no objective truth to be gained from the open exchange of ideas, any speech that causes subjective discomfort among members of marginalized groups must be suppressed, if necessary through physical violence. Campus censorship that began with speech codes and mobs that prevented conservative and pro-Israel figures from speaking has now evolved into a general right to beat anyone designated as a “fascist,” on- or off-campus.
For the illiberal left, the election of Donald Trump was indisputable proof that behind America’s liberal pieties lurks, forever, the beast of bigotry. Trump, in this view, wasn’t just an unqualified vulgarian who nevertheless won the decisive backing of voters dissatisfied with the alternative or alienated from mainstream politics. Rather, a vote for Trump constituted a declaration of war against women, immigrants, and other victims of American “structures of oppression.” There would be no attempt to persuade Trump supporters; war would be answered by war.
This isn’t liberalism. Since it can sometimes appear as an extension of traditional civil-rights activism, however, identity leftism has glommed itself onto liberalism. It is frequently impossible to tell where traditional autonomy- and equality-seeking liberalism ends and repressive identity leftism begins. Whether based on faulty thinking or out of a sense of weakness before an angry and energetic movement, liberals have too often embraced the identity left as their own. They haven’t noticed how the identitarians seek to undermine, not rectify, liberal order.
Some on the left, notably Columbia University’s Mark Lilla, are sounding the alarm and calling on Democrats to stress the common good over tribalism. Yet these are a few voices in the wilderness. Identitarians of various stripes still lord over the broad left, where it is fashionable to believe that the U.S. project is predatory and oppressive by design. If there is a viable left alternative to identity on the horizon, it is the one offered by Sanders and his “Bernie Bros”—which is to say, a reversion to the socialism and class struggle of the previous century.
Americans, it seems, will have to wait a while for reason and responsibility to return to the left.T
hen there is the illiberal fever gripping American conservatives. Liberal democracy has always had its critics on the right, particularly in Continental Europe, where statist, authoritarian, and blood-and-soil accounts of conservatism predominate. Mainstream Anglo-American conservatism took a different course. It has championed individual rights, free enterprise, and pluralism while insisting that liberty depends on public virtue and moral order, and that sometimes the claims of liberty and autonomy must give way to those of tradition, state authority, and the common good.
The whole beauty of American order lies in keeping in tension these rival forces that are nevertheless fundamentally at peace. The Founders didn’t adopt wholesale Enlightenment liberalism; rather, they tempered its precepts about universal rights with the teachings of biblical religion as well as Roman political theory. The Constitution drew from all three wellsprings. The product was a whole, and it is a pointless and ahistorical exercise to elevate any one source above the others.
American conservatism and liberalism, then, are in fact branches of each other, the one (conservatism) invoking tradition and virtue to defend and, when necessary, discipline the regime of liberty; the other (liberalism) guaranteeing the open space in which churches, volunteer organizations, philanthropic activity, and other sources of tradition and civic virtue flourish, in freedom, rather than through state establishment or patronage.
One result has been long-term political stability, a blessing that Americans take for granted. Another has been the transformation of liberalism into the lingua franca of all politics, not just at home but across a world that, since 1945, has increasingly reflected U.S. preferences. The great French classical liberal Raymond Aron noted in 1955 that the “essentials of liberalism—the respect for individual liberty and moderate government—are no longer the property of a single party: they have become the property of all.” As Aron archly pointed out, even liberalism’s enemies tend to frame their objections using the rights-based talk associated with liberalism.
Under Trump, however, some in the party of the right have abdicated their responsibility to liberal democracy as a whole. They have reduced themselves to the lowest sophistry in defense of the New Yorker’s inanities and daily assaults on presidential norms. Beginning when Trump clinched the GOP nomination last year, a great deal of conservative “thinking” has amounted to: You did X to us, now enjoy it as we dish it back to you and then some. Entire websites and some of the biggest stars in right-wing punditry are singularly devoted to making this rather base point. If Trump is undermining this or that aspect of liberal order that was once cherished by conservatives, so be it; that 63 million Americans supported him and that the president “drives the left crazy”—these are good enough reasons to go along.
Some of this is partisan jousting that occurs with every administration. But when it comes to Trump’s most egregious statements and conduct—such as his repeated assertions that the U.S. and Putin’s thugocracy are moral equals—the apologetics are positively obscene. Enough pooh-poohing, whataboutery, and misdirection of this kind, and there will be no conservative principle left standing.
More perniciously, as once-defeated illiberal philosophies have returned with a vengeance to the left, so have their reactionary analogues to the right. The two illiberalisms enjoy a remarkable complementarity and even cross-pollinate each other. This has developed to the point where it is sometimes hard to distinguish Tucker Carlson from Chomsky, Laura Ingraham from Julian Assange, the Claremont Review from New Left Review, and so on.
Two slanders against liberalism in particular seem to be gathering strength on the thinking right. The first is the tendency to frame elements of liberal democracy, especially free trade, as a conspiracy hatched by capitalists, the managerial class, and others with soft hands against American workers. One needn’t renounce liberal democracy as a whole to believe this, though believers often go the whole hog. The second idea is that liberalism itself was another form of totalitarianism all along and, therefore, that no amount of conservative course correction can set right what is wrong with the system.
These two theses together represent a dismaying ideological turn on the right. The first—the account of global capitalism as an imposition of power over the powerless—has gained currency in the pages of American Affairs, the new journal of Trumpian thought, where class struggle is a constant theme. Other conservatives, who were always skeptical of free enterprise and U.S.-led world order, such as the Weekly Standard’s Christopher Caldwell, are also publishing similar ideas to a wider reception than perhaps greeted them in the past.
In a March 2017 essay in the Claremont Review of Books, for example, Caldwell flatly described globalization as a “con game.” The perpetrators, he argued, are “unscrupulous actors who have broken promises and seized a good deal of hard-won public property.” These included administrations of both parties that pursued trade liberalization over decades, people who live in cities and therefore benefit from the knowledge-based economy, American firms, and really anyone who has ever thought to capitalize on global supply chains to boost competitiveness—globalists, in a word.
By shipping jobs and manufacturing processes overseas, Caldwell contended, these miscreants had stolen not just material things like taxpayer-funded research but also concepts like “economies of scale” (you didn’t build that!). Thus, globalization in the West differed “in degree but not in kind from the contemporaneous Eastern Bloc looting of state assets.”
That comparison with predatory post-Communist privatization is a sure sign of ideological overheating. It is somewhat like saying that a consumer bank’s lending to home buyers differs in degree but not in kind from a loan shark’s racket in a housing project. Well, yes, in the sense that the underlying activity—moneylending, the purchase of assets—is the same in both cases. But the context makes all the difference: The globalization that began after World War II and accelerated in the ’90s took place within a rules-based system, which duly elected or appointed policymakers in Western democracies designed in good faith and for a whole host of legitimate strategic and economic reasons.
These policymakers knew that globalization was as old as civilization itself. It would take place anyway, and the only question was whether it would be rules-based and efficient or the kind of globalization that would be driven by great-power rivalry and therefore prone to protectionist trade wars. And they were right. What today’s anti-trade types won’t admit is that defeating the Trans-Pacific Partnership and a proposed U.S.-European trade pact known as TTIP won’t end globalization as such; instead, it will cede the game to other powers that are less concerned about rules and fair play.
The postwar globalizers may have gone too far (or not far enough!). They certainly didn’t give sufficient thought to the losers in the system, or how to deal with the de-industrialization that would follow when information became supremely mobile and wages in the West remained too high relative to skills and productivity gains in the developing world. They muddled and compromised their way through these questions, as all policymakers in the real world do.
The point is that these leaders—the likes of FDR, Churchill, JFK, Ronald Reagan, Margaret Thatcher, and, yes, Bill Clinton—acted neither with malice aforethought nor anti-democratically. It isn’t true, contra Caldwell, that free trade necessarily requires “veto-proof and non-consultative” politics. The U.S., Britain, and other members of what used to be called the Free World have respected popular sovereignty (as understood at the time) for as long as they have been trading nations. Put another way, you were far more likely to enjoy political freedom if you were a citizen of one of these states than of countries that opposed economic liberalism in the 20th century. That remains true today. These distinctions matter.
Caldwell and like-minded writers of the right, who tend to dwell on liberal democracies’ crimes, are prepared to tolerate far worse if it is committed in the name of defeating “globalism.” Hence the speech on Putin that Caldwell delivered this spring at a Hillsdale College gathering in Phoenix. Promising not to “talk about what to think about Putin,” he proceeded to praise the Russian strongman as the “preeminent statesman of our time” (alongside Turkish strongman Recep Tayyip Erdogan). Putin, Caldwell said, “has become a symbol of national self-determination.”
Then Caldwell made a remark that illuminates the link between the illiberalisms of yesterday and today. Putin is to “populist conservatives,” he declared, what Castro once was to progressives. “You didn’t have to be a Communist to appreciate the way Castro, whatever his excesses, was carving out a space of autonomy for his country.”
Whatever his excesses, indeed.T
he other big idea is that today’s liberal crises aren’t a bug but a core feature of liberalism. This line of thinking is particularly prevalent among some Catholic traditionalists and other orthodox Christians (both small- and capital-“o”). The common denominator, it seems to me, is having grown up as a serious believer at a time when many liberals—to their shame—have declared war on faith generally and social conservatism in particular.
The argument essentially is this:
We (social conservatives, traditionalists) saw the threat from liberalism coming. With its claims about abstract rights and universal reason, classical liberalism had always posed a danger to the Church and to people of God. We remembered what those fired up by the new ideas did to our nuns and altars in France. Still we made peace with American liberal order, because we were told that the Founders had “built on low but solid ground,” to borrow Leo Strauss’s famous formulation, or that they had “built better than they knew,” as American Catholic hierarchs in the 19th century put it.
Maybe these promises held good for a couple of centuries, the argument continues, but they no longer do. Witness the second sexual revolution under way today. The revolutionaries are plainly telling us that we must either conform our beliefs to Herod’s ways or be driven from the democratic public square. Can it still be said that the Founding rested on solid ground? Did the Founders really build better than they knew? Or is what is passing now precisely what they intended, the rotten fruit of the Enlightenment universalism that they planted in the Constitution? We don’t love Trump (or Putin, Hungary’s Viktor Orbán, etc.), but perhaps he can counter the pincer movement of sexual and economic liberalism, and restore a measure of solidarity and commitment to the Western project.
The most pessimistic of these illiberal critics go so far as to argue that liberalism isn’t all that different from Communism, that both are totalitarian children of the Enlightenment. One such critic, Harvard Law School’s Adrian Vermeule, summed up this position in a January essay in First Things magazine:
The stock distinction between the Enlightenment’s twins—communism is violently coercive while liberalism allows freedom of thought—is glib. Illiberal citizens, trapped [under liberalism] without exit papers, suffer a narrowing sphere of permitted action and speech, shrinking prospects, and increasing pressure from regulators, employers, and acquaintances, and even from friends and family. Liberal society celebrates toleration, diversity, and free inquiry, but in practice it features a spreading social, cultural, and ideological conformism.1
I share Vermeule’s despair and that of many other conservative-Christian friends, because there have been genuinely alarming encroachments against conscience, religious freedom, and the dignity of life in Western liberal democracies in recent years. Even so, despair is an unhelpful companion to sober political thought, and the case for plunging into political illiberalism is weak, even on social-conservative grounds.
Here again what commends liberalism is historical experience, not abstract theory. Simply put, in the real-world experience of the 20th century, the Church, tradition, and religious minorities fared far better under liberal-democratic regimes than they did under illiberal alternatives. Are coercion and conformity targeting people of faith under liberalism? To be sure. But these don’t take the form of the gulag or the concentration camp or the soccer stadium–cum-killing field. Catholic political practice knows well how to draw such moral distinctions between regimes: Pope John Paul II befriended Reagan. If liberal democracy and Communism were indeed “twins” whose distinctions are “glib,” why did he do so?
And as Pascal Bruckner wrote in his essay “The Tyranny of Guilt,” if liberal democracy does trap or jail you (politically speaking), it also invariably slips the key under your cell door. The Swedish midwives driven out of the profession over their pro-life views can take their story to the media. The Down syndrome advocacy outfit whose anti-eugenic advertising was censored in France can sue in national and then international courts. The Little Sisters of the Poor can appeal to the Supreme Court for a conscience exemption to Obamacare’s contraceptives mandate. And so on.
Conversely, once you go illiberal, you don’t just rid yourself of the NGOs and doctrinaire bureaucrats bent on forcing priests to perform gay marriages; you also lose the legal guarantees that protect the Church, however imperfectly, against capricious rulers and popular majorities. And if public opinion in the West is turning increasingly secular, indeed anti-Christian, as social conservatives complain and surveys seem to confirm, is it really a good idea to militate in favor of a more illiberal order rather than defend tooth and nail liberal principles of freedom of conscience? For tomorrow, the state might fall into Elizabeth Warren’s hands.
Nor, finally, is political liberalism alone to blame for the Church’s retreating on various fronts. There have been plenty of wounds inflicted by churchmen and laypeople, who believed that they could best serve the faith by conforming its liturgy, moral teaching, and public presence to liberal order. But political liberalism didn’t compel these changes, at least not directly. In the space opened up by liberalism, and amid the kaleidoscopic lifestyles that left millions of people feeling empty and confused, it was perfectly possible to propose tradition as an alternative. It is still possible to do so.N one of this is to excuse the failures of liberals. Liberals and mainstream conservatives must go back to the drawing board, to figure out why it is that thoughtful people have come to conclude that their system is incompatible with democracy, nationalism, and religious faith. Traditionalists and others who see Russia’s mafia state as a defender of Christian civilization and national sovereignty have been duped, but liberals bear some blame for driving large numbers of people in the West to that conclusion.
This is a generational challenge for the liberal project. So be it. Liberal societies like America’s by nature invite such questioning. But before we abandon the 200-and-some-year-old liberal adventure, it is worth examining the ways in which today’s left-wing and right-wing critiques of it mirror bad ideas that were overcome in the previous century. The ideological ferment of the moment, after all, doesn’t relieve the illiberals of the responsibility to reckon with the lessons of the past.
1 Vermeule was reviewing The Demon in Democracy, a 2015 book by the Polish political theorist and parliamentarian Ryszard Legutko that makes the same case. Fred Siegel’s review of the English edition appeared in our June 2016 issue.
How the courts are intervening to block some of the most unjust punishments of our time
Barrett’s decision marked the 59th judicial setback for a college or university since 2013 in a due-process lawsuit brought by a student accused of sexual assault. (In four additional cases, the school settled a lawsuit before any judicial decision occurred.) This body of law serves as a towering rebuke to the Obama administration’s reinterpretation of Title IX, the 1972 law barring sex discrimination in schools that receive federal funding.
Beginning in 2011, the Education Department’s Office for Civil Rights (OCR) issued a series of “guidance” documents pressuring colleges and universities to change how they adjudicated sexual-assault cases in ways that increased the likelihood of guilty findings. Amid pressure from student and faculty activists, virtually all elite colleges and universities have gone far beyond federal mandates and have even further weakened the rights of students accused of sexual assault.
Like all extreme victims’-rights approaches, the new policies had the greatest impact on the wrongly accused. A 2016 study from UCLA public-policy professor John Villasenor used just one of the changes—schools employing the lowest standard of proof, a preponderance of the evidence—to predict that as often as 33 percent of the time, campus Title IX tribunals would return guilty findings in cases involving innocent students. Villasenor’s study could not measure the impact of other Obama-era policy demands—such as allowing accusers to appeal not-guilty findings, discouraging cross-examination of accusers, and urging schools to adjudicate claims even when a criminal inquiry found no wrongdoing.
In a September 7 address at George Mason University, Education Secretary Betsy DeVos stated that “no student should be forced to sue their way to due process.” But once enmeshed in the campus Title IX process, a wrongfully accused student’s best chance for justice may well be a lawsuit filed after his college incorrectly has found him guilty. (According to data from United Educators, a higher-education insurance firm, 99 percent of students accused of campus sexual assault are male.) The Foundation for Individual Rights has identified more than 180 such lawsuits filed since the 2011 policy changes. That figure, obviously, excludes students with equally strong claims whose families cannot afford to go to court. These students face life-altering consequences. As Judge T.S. Ellis III noted in a 2016 decision, it is “so clear as to be almost a truism” that a student will lose future educational and employment opportunities if his college wrongly brands him a rapist.
“It is not the role of the federal courts to set aside decisions of school administrators which the court may view as lacking in wisdom or compassion.” So wrote the Supreme Court in a 1975 case, Wood v. Strickland. While the Supreme Court has made clear that colleges must provide accused students with some rights, especially when dealing with nonacademic disciplinary questions, courts generally have not been eager to intervene in such matters.
This is what makes the developments of the last four years all the more remarkable. The process began in May 2013, in a ruling against St. Joseph’s University, and has lately accelerated (15 rulings in 2016 and 21 thus far in 2017). Of the 40 setbacks for colleges in federal court, 14 came from judges nominated by Barack Obama, 11 from Clinton nominees, and nine from selections of George W. Bush. Brown University has been on the losing side of three decisions; Duke, Cornell, and Penn State, two each.
Court decisions since the expansion of Title IX activism have not all gone in one direction. In 36 of the due-process lawsuits, courts have permitted the university to maintain its guilty finding. (In four other cases, the university settled despite prevailing at a preliminary stage.) But even in these cases, some courts have expressed discomfort with campus procedures. One federal judge was “greatly troubled” that Georgia Tech veered “very far from an ideal representation of due process” when its investigator “did not pursue any line of investigation that may have cast doubt on [the accuser’s] account of the incident.” Another went out of his way to say that he considered it plausible that a former Case Western Reserve University student was actually “innocent of the charges levied against him.” And one state appellate judge opened oral argument by bluntly informing the University of California’s lawyer, “When I . . . finished reading all the briefs in this case, my comment was, ‘Where’s the kangaroo?’”
Judges have, obviously, raised more questions in cases where the college has found itself on the losing side. Those lawsuits have featured three common areas of concern: bias in the investigation, resulting in a college decision based on incomplete evidence; procedures that prevented the accused student from challenging his accuser’s credibility, chiefly through cross-examination; and schools utilizing a process that seemed designed to produce a predetermined result, in response to real or perceived pressure from the federal government.C olleges and universities have proven remarkably willing to act on incomplete information when adjudicating sexual-assault cases. In December 2013, for example, Amherst College expelled a student for sexual assault despite text messages (which the college investigator failed to discover) indicating that the accuser had consented to sexual contact. The accuser’s own testimony also indicated that she might have committed sexual assault, by initiating sexual contact with a student who Amherst conceded was experiencing an alcoholic blackout. When the accused student sued Amherst, the college said its failure to uncover the text messages had been irrelevant because its investigator had only sought texts that portrayed the incident as nonconsensual. In February, Judge Mark Mastroianni allowed the accused student’s lawsuit to proceed, commenting that the texts could raise “additional questions about the credibility of the version of events [the accuser] gave during the disciplinary proceeding.” The two sides settled in late July.
Amherst was hardly alone in its eagerness to avoid evidence that might undermine the accuser’s version of events; the same happened at Penn State, St. Joseph’s, Duke, Ohio State, Occidental, Lynn, Marlboro, Michigan, and Notre Dame.
Even in cases with a more complete evidentiary base, accused students have often been blocked from presenting a full-fledged defense. As part of its reinterpretation of Title IX, the Obama administration sought to shield campus accusers from cross-examination. OCR’s 2011 guidance “strongly” discouraged direct cross-examination of accusers by the accused student—a critical restriction, since most university procedures require the accused student, rather than his lawyer, to defend himself in the hearing. OCR’s 2014 guidance suggested that this type of cross-examination in and of itself could create a hostile environment. The Obama administration even spoke favorably about the growing trend among schools to abolish hearings altogether and allow a single official to serve as investigator, prosecutor, judge, and jury in sexual-assault cases.
The Supreme Court has never held that campus disciplinary hearings must permit cross-examination. Nonetheless, the recent attack on the practice has left schools struggling to explain why they would not want to utilize what the Court has described as the “greatest legal engine ever invented for the discovery of truth.” In June 2016, the University of Cincinnati found a student guilty of sexual assault after a hearing at which neither his accuser nor the university’s Title IX investigator appeared. In an unintentionally comical line, the hearing chair noted the absent witnesses before asking the accused student if he had “any questions of the Title IX report.” The student, befuddled, replied, “Well, since she’s not here, I can’t really ask anything of the report.” (The panel chair did not indicate how the “report” could have answered any questions.) Cincinnati found the student guilty anyway.1
Limitations on full cross-examination also played a role in judicial setbacks for Middlebury, George Mason, James Madison, Ohio State, Occidental, Penn State, Brandeis, Amherst, Notre Dame, and Skidmore.
Finally, since 2011, more than 300 students have filed Title IX complaints with the Office for Civil Rights, alleging mishandling of their sexual-assault allegation by their college. OCR’s leadership seemed to welcome the complaints, which allowed Obama officials not only to inspect the individual case but all sexual-assault claims at the school in question over a three-year period. Northwestern University professor Laura Kipnis has estimated that during the Obama years, colleges spent between $60 million and $100 million on these investigations. If OCR finds a Title IX violation, that might lead to a loss of federal funding. This has led Harvard Law professors Jeannie Suk Gersen, Janet Halley, Elizabeth Bartholet, and Nancy Gertner to observe in a white paper submitted to OCR that universities have “strong incentives to ensure the school stays in OCR’s good graces.”
One of the earliest lawsuits after the Obama administration’s policy shift, involving former Xavier University basketball player Dez Wells, demonstrated how an OCR investigation can affect the fairness of a university inquiry. The accuser’s complaint had been referred both to Xavier’s Title IX office and the Cincinnati police. The police concluded that the allegation was meritless; Hamilton County Prosecuting Attorney Joseph Deters later said he considered charging the accuser with filing a false police report.
Deters asked Xavier to delay its proceedings until his office completed its investigation. School officials refused. Instead, three weeks after the initial allegation, the university expelled Wells. He sued and speculated that Xavier’s haste came not from a quest for justice but instead from a desire to avoid difficulties in finalizing an agreement with OCR to resolve an unrelated complaint filed by two female Xavier students. (In recent years, OCR has entered into dozens of similar resolution agreements, which bind universities to policy changes in exchange for removing the threat of losing federal funds.) In a July 2014 ruling, Judge Arthur Spiegel observed that Xavier’s disciplinary tribunal, however “well-equipped to adjudicate questions of cheating, may have been in over its head with relation to an alleged false accusation of sexual assault.” Soon thereafter, the two sides settled; Wells transferred to the University of Maryland.
Ohio State, Occidental, Cornell, Middlebury, Appalachian State, USC, and Columbia have all found themselves on the losing side of court decisions arising from cases that originated during a time in which OCR was investigating or threatening to investigate the school. (In the Ohio State case, one university staffer testified that she didn’t know whether she had an obligation to correct a false statement by an accuser to a disciplinary panel.) Pressure from OCR can be indirect, as well. The Obama administration interpreted federal law as requiring all universities to have at least one Title IX coordinator; larger universities now employ dozens of Title IX personnel who, as the Harvard Law professors explained, “have reason to fear for their jobs if they hold a student not responsible or if they assign a rehabilitative or restorative rather than a harshly punitive sanction.”A mid the wave of judicial setbacks for universities, two decisions in particular stand out. Easily the most powerful opinion in a campus due-process case came in March 2016 from Judge F. Dennis Saylor. While the stereotypical campus sexual-assault allegation results from an alcohol-filled, one-night encounter between a male and a female student, a case at Brandeis University involved a long-term monogamous relationship between two male students. A bad breakup led to the accusing student’s filing the following complaint, against which his former boyfriend was expected to provide a defense: “Starting in the month of September, 2011, the Alleged violator of Policy had numerous inappropriate, nonconsensual sexual interactions with me. These interactions continued to occur until around May 2013.”
To adjudicate, Brandeis hired a former OCR staffer, who interviewed the two students and a few of their friends. Since the university did not hold a hearing, the investigator decided guilt or innocence on her own. She treated each incident as if the two men were strangers to each other, which allowed her to determine that sexual “violence” had occurred in the relationship. The accused student, she found, sometimes looked at his boyfriend in the nude without permission and sometimes awakened his boyfriend with kisses when the boyfriend wanted to stay asleep. The university’s procedures prevented the student from seeing the investigator’s report, with its absurdly broad definition of sexual misconduct, in preparing his appeal. “In the context of American legal culture,” Boston Globe columnist Dante Ramos later argued, denying this type of information “is crazy.” “Standard rules of evidence and other protections for the accused keep things like false accusations or mistakes by authorities from hurting innocent people.” When the university appeal was denied, the student sued.
At an October 2015 hearing to consider the university’s motion to dismiss, Saylor seemed flabbergasted at the unfairness of the school’s approach. “I don’t understand,” he observed, “how a university, much less one named after Louis Brandeis, could possibly think that that was a fair procedure to not allow the accused to see the accusation.” Brandeis’s lawyer cited pressure to conform to OCR guidance, but the judge deemed the university’s procedures “closer to Salem 1692 than Boston, 2015.”
The following March, Saylor issued an 89-page opinion that has been cited in virtually every lawsuit subsequently filed by an accused student. “Whether someone is a ‘victim’ is a conclusion to be reached at the end of a fair process, not an assumption to be made at the beginning,” Saylor wrote. “If a college student is to be marked for life as a sexual predator, it is reasonable to require that he be provided a fair opportunity to defend himself and an impartial arbiter to make that decision.” Saylor concluded that Brandeis forced the accused student “to defend himself in what was essentially an inquisitorial proceeding that plausibly failed to provide him with a fair and reasonable opportunity to be informed of the charges and to present an adequate defense.”
The student, vindicated by the ruling’s sweeping nature, then withdrew his lawsuit. He currently is pursuing a Title IX complaint against Brandeis with OCR.
Four months later, a three-judge panel of the Second Circuit Court of Appeals produced an opinion that lacked Saylor’s rhetorical flourish or his understanding of the basic unfairness of the campus Title IX process. But by creating a more relaxed standard for accused students to make federal Title IX claims, the Second Circuit’s decision in Doe v. Columbia carried considerable weight.
Two Columbia students who had been drinking had a brief sexual encounter at a party. More than four months later, the accuser claimed she was too intoxicated to have consented. Her allegation came in an atmosphere of campus outrage about the university’s allegedly insufficient toughness on sexual assault. In this setting, the accused student found Columbia’s Title IX investigator uninterested in hearing his side of the story. He cited witnesses who would corroborate his belief that the accuser wasn’t intoxicated; the investigator declined to speak with them. The student was found guilty, although for reasons differing from the initial claim; the Columbia panel ruled that he had “directed unreasonable pressure for sexual activity toward the [accuser] over a period of weeks,” leaving her unable to consent on the night in question. He received a three-semester suspension for this nebulous offense—which even his accuser deemed too harsh. He sued, and the case was assigned to Judge Jesse Furman.
Furman’s opinion provided a ringing victory for Columbia and the Obama-backed policies it used. As Title IX litigator Patricia Hamill later observed, Furman’s “almost impossible standard” required accused students to have inside information about the institution’s handling of other sexual-assault claims—information they could plausibly obtain only through the legal process known as discovery, which happens at a later stage of litigation—in order to survive a university’s initial motion to dismiss. Furman suggested that, to prevail, an accused student would need to show that his school treated a female student accused of sexual assault more favorably, or at least provide details about how cases against other accused students showed a pattern of bias. But federal privacy law keeps campus disciplinary hearings private, leaving most accused students with little opportunity to uncover the information before their case is dismissed.
At the same time, the opinion excused virtually any degree of unfairness by the institution. Furman reasoned that taking “allegations of rape on campus seriously and . . . treat[ing] complainants with a high degree of sensitivity” could constitute “lawful” reasons for university unfairness toward accused students. Samantha Harris of the Foundation for Individual Rights in Education detected the decision’s “immediate and nationwide impact” in several rulings against accused students. It also played the same role in university briefs that Saylor’s Brandeis opinion did in filings by accused students.
The Columbia student’s lawyer, Andrew Miltenberg, appealed Furman’s ruling to the Second Circuit. The stakes were high, since a ruling affirming the lower court’s reasoning would have all but foreclosed Title IX lawsuits by accused students in New York, Connecticut, and Vermont. But a panel of three judges, all nominated by Democratic presidents, overturned Furman’s decision. In the opinion’s crucial passage, Judge Pierre Leval held that a university “is not excused from liability for discrimination because the discriminatory motivation does not result from a discriminatory heart, but rather from a desire to avoid practical disadvantages that might result from unbiased action. A covered university that adopts, even temporarily, a policy of bias favoring one sex over the other in a disciplinary dispute, doing so in order to avoid liability or bad publicity, has practiced sex discrimination, notwithstanding that the motive for the discrimination did not come from ingrained or permanent bias against that particular sex.” Before the Columbia decision, courts almost always had rebuffed Title IX pleadings from accused students. More recently, judges have allowed Title IX claims to proceed against Amherst, Cornell, California–Santa Barbara, Drake, and Rollins.
After the Second Circuit’s decision, Columbia settled with the accused student, sparing its Title IX decision-makers from having to testify at a trial. James Madison was one of the few universities to take a different course, with disastrous results. A lawsuit from an accused student survived a motion to dismiss, but the university refused to settle, allowing the student’s lawyer to depose the three school employees who had decided his client’s fate. One unintentionally revealed that he had misapplied the university’s own definition of consent. Another cited the importance of the accuser’s slurring words on a voicemail, thus proving her extreme intoxication on the night of the alleged assault. It was left to the accused student’s lawyer, at a deposition months after the decision had been made, to note that the voicemail in question actually was received on a different night. In December 2016, Judge Elizabeth Dillon, an Obama nominee, granted summary judgment to the accused student, concluding that “significant anomalies in the appeal process” violated his due-process rights under the Constitution.niversities were on the losing side of 36 due-process rulings when Obama appointee Catherine Lhamon was presiding over the Office for Civil Rights between 2013 and 2016; no record exists of her publicly acknowledging any of them. In June 2017, however, Lhamon suddenly rejoiced that “yet another federal court” had found that students disciplined for sexual misconduct “were not denied due process.” That Fifth Circuit decision, involving two former students at the University of Houston, was an odd case for her to celebrate. The majority cabined its findings to the “unique facts” of the case—that the accused students likely would have been found guilty even under the fairest possible process. And the dissent, from Judge Edith Jones, denounced the procedures championed by Lhamon and other Obama officials as “heavily weighted in favor of finding guilt,” predicting “worse to come if appellate courts do not step in to protect students’ procedural due process right where allegations of quasi-criminal sexual misconduct arise.”
At this stage, Lhamon, who now chairs the U.S. Commission on Civil Rights, cannot be taken seriously when it comes to questions of campus due process. But other defenders of the current Title IX regime have offered more substantive commentary about the university setbacks.
Legal scholar Michelle Anderson was one of the few to even discuss the due-process decisions. “Colleges and universities do not always adjudicate allegations of sexual assault well,” she noted in a 2016 law review article defending the Obama-era policies. Anderson even conceded that some colleges had denied “accused students fairness in disciplinary adjudication.” But these students sued, “and campuses are responding—as they must—when accused students prevail. So campuses face powerful legal incentives on both sides to address campus sexual assault, and to do so fairly and impartially.”
This may be true, but Anderson does not explain why wrongly accused students should bear the financial and emotional burden of inducing their colleges to implement fair procedures. More important, scant evidence exists that colleges have responded to the court victories of wrongly accused students by creating fairer procedures. Some have even made it more difficult for wrongly accused students to sue. After losing a lawsuit in December 2014, Brown eliminated the right of students accused of sexual assault to have “every opportunity” to present evidence. That same year, an accused student showed how Swarthmore had deviated from its own procedures in his case. The college quickly settled the lawsuit—and then added a clause to its procedures immunizing it from similar claims in the future. Swarthmore currently informs accused students that “rules of evidence ordinarily found in legal proceedings shall not be applied, nor shall any deviations from any of these prescribed procedures alone invalidate a decision.”
Many lawsuits are still working their way through the judicial system; three cases are pending at federal appellate courts. Of the two that address substantive matters, oral arguments seemed to reveal skepticism of the university’s position. On July 26, a three-judge panel of the First Circuit considered a case at Boston College, where the accused student plausibly argued that someone else had committed the sexual assault (which occurred on a poorly lit dance floor). Judges Bruce Selya and William Kayatta seemed troubled that a Boston College dean had improperly intruded on the hearing board’s deliberations. At the Sixth Circuit a few days later, Judges Richard Griffin and Amul Thapar both expressed concerns about the University of Cincinnati’s downplaying the importance of cross-examination in campus-sex adjudications. Judge Eric Clay was quieter, but he wondered about the tension between the university’s Title IX and truth-seeking obligations.
In a perfect world, academic leaders themselves would have created fairer processes without judicial intervention. But in the current campus environment, such an approach is impossible. So, at least for the short term, the courts remain the best, albeit imperfect, option for students wrongly accused of sexual assault. Meanwhile, every year, young men entrust themselves and their family’s money to institutions of higher learning that are indifferent to their rights and unconcerned with the injustices to which these students might be subjected.
1 After a district court placed that finding on hold, the university appealed to the Sixth Circuit.
Review of 'Terror in France' By Gilles Kepel
Kepel is particularly knowledgeable about the history and process of radicalization that takes place in his nation’s heavily Muslim banlieues (the depressed housing projects ringing Paris and other major cities), and Terror in France is informed by decades of fieldwork in these volatile locales. What we have been witnessing for more than a decade, Kepel argues, is the “third wave” of global jihadism, which is not so much a top-down doctrinally inspired campaign (as were the 9/11 attacks, directed from afar by the oracular figure of Osama bin Laden) but a bottom-up insurgency with an “enclave-based ethnic-racial logic of violence” to it. Kepel traces the phenomenon back to 2005, a convulsive year that saw the second-generation descendants of France’s postcolonial Muslim immigrants confront a changing socio-political landscape.
That was the year of the greatest riots in modern French history, involving mostly young Muslim men. It was also the year that Abu Musab al-Suri, the Syrian-born Islamist then serving as al-Qaeda’s operations chief in Europe, published The Global Islamic Resistance Call. This 1,600-page manifesto combined pious imprecations against the West with do-it-yourself ingenuity, an Anarchist’s Cookbook for the Islamist set. In Kepel’s words, the manifesto preached a “jihadism of proximity,” the brand of civil war later adopted by the Islamic State. It called for ceaseless, mass-casualty attacks in Western cities—attacks which increase suspicion and regulation of Muslims and, in turn, drive those Muslims into the arms of violent extremists.
The third-generation jihad has been assisted by two phenomena: social-networking sites that easily and widely disseminate Islamist propaganda (thus increasing the rate of self-radicalization) and the so-called Arab Spring, which led to state collapse in Syria and Libya, providing “an exceptional site for military training and propaganda only a few hours’ flight from Europe, and at a very low cost.”
Kepel’s book is not just a study of the ideology and tactics of Islamists but a sociopolitical overview of how this disturbing phenomenon fits within a country on the brink. For example, Kepel finds that jihadism is emerging in conjunction with developments such as the “end of industrial society.” A downturn in work has led to an ominous situation in which a “right-wing ethnic nationalism” preying on the economically anxious has risen alongside Islamism as “parallel conduits for expressing grievances.” Filling a space left by the French Communist Party (which once brought the ethnic French working class and Arab immigrants together), these two extremes leer at each other from opposite sides of a societal chasm, signaling the potentially cataclysmic future that awaits France if both mass unemployment and Islamist terror continue undiminished.
The French economy has also had a more direct inciting effect on jihadism. Overregulated labor markets make it difficult for young Muslims to get jobs, thus exacerbating the conditions of social deprivation and exclusion that make individuals susceptible to radicalization. The inability to tackle chronic unemployment has led to widespread Muslim disillusionment with the left (a disillusionment aggravated by another, often glossed over, factor: widespread Muslim opposition to the Socialist Party’s championing of same-sex marriage). Essentially, one left-wing constituency (unions) has made the unemployment of another constituency (Muslim youth) the mechanism for maintaining its privileges.
Kepel does not, however, cite deprivation as the sole or even main contributing factor to Islamist radicalization. One Parisian banlieue that has sent more than 80 residents to fight in Syria, he notes, has “attractive new apartment buildings” built by the state and features a mosque “constructed with the backing of the Socialist mayor.” It is also the birthplace of well-known French movie stars of Arab descent, and thus hardly a place where ambition goes to die. “The Islamophobia mantra and the victim mentality it reinforces makes it possible to rationalize a total rejection of France and a commitment to jihad by making a connection between unemployment, discrimination, and French republican values,” Kepel writes. Indeed, Kepel is refreshingly derisive of the term “Islamophobia” throughout the book, excoriating Islamists and their fellow travelers for “substituting it for anti-Semitism as the West’s cardinal sin.” These are meaningful words coming from Kepel, a deeply learned scholar of Islam who harbors great respect for the faith and its adherents.
Kepel also weaves the saga of jihadism into the ongoing “kulturkampf within the French left.” Arguments about Islamist terrorism demonstrate a “divorce between a secular progressive tradition” and the children of the Muslim immigrants this tradition fought to defend. The most ironically perverse manifestation of this divorce was ISIS’s kidnapping of Didier François, co-founder of the civil-rights organization SOS Racisme. Kepel recognizes the origins of this divorce in the “red-green” alliance formed decades ago between Islamists and elements of the French intellectual left, such as Michel Foucault, a cheerleader of the Iranian revolution.
Though he offers a rigorous history and analysis of the jihadist problem, Kepel is generally at a loss for solutions. He decries a complacent French elite, with its disregard for genuine expertise (evidenced by the decline in institutional academic support for Islamicists and Arabists) and the narrow, relatively impenetrable way in which it perpetuates itself, chiefly with a single school (the École normale supérieure) that practically every French politician must attend. Despite France’s admirable republican values, this has made the process of assimilation rather difficult. But other than wishing that the public education system become more effective and inclusive at instilling republican values, Kepel provides little in the way of suggestions as to how France emerges from this mess. That a scholar of such erudition and humanity can do little but throw up his hands and issue a sigh of despair cannot bode well. The third-generation jihad owes as much to the political breakdown in France as it does to the meltdown in the Middle East. Defeating this two-headed beast requires a new and comprehensive playbook: the West’s answer to The Global Islamic Resistance Call. That book has yet to be written.
resident Trump, in case you haven’t noticed, has a tendency to exaggerate. Nothing is “just right” or “meh” for him. Buildings, crowds, election results, and military campaigns are always outsized, gargantuan, larger, and more significant than you might otherwise assume. “People want to believe that something is the biggest and the greatest and the most spectacular,” he wrote 30 years ago in The Art of the Deal. “I call it truthful hyperbole. It’s an innocent form of exaggeration—and a very effective form of promotion.”
So effective, in fact, that the press has picked up the habit. Reporters and editors agree with the president that nothing he does is ordinary. After covering Trump for more than two years, they still can’t accept him as a run-of-the-mill politician. And while there are aspects of Donald Trump and his presidency that are, to say the least, unusual, the media seem unable to distinguish between the abnormal and significant—firing the FBI director in the midst of an investigation into one’s presidential campaign, for example—and the commonplace.
Consider the fiscal deal President Trump struck with Democratic leaders in early September.
On September 6, the president held an Oval Office meeting with Vice President Pence, Treasury Secretary Mnuchin, and congressional leaders of both parties. He had to find a way to (a) raise the debt ceiling, (b) fund the federal government, and (c) spend money on hurricane relief. The problem is that a bloc of House Republicans won’t vote for (a) unless the increase is accompanied by significant budget cuts, which interferes with (b) and (c). To raise the debt ceiling, then, requires Democratic votes. And the debt ceiling must be raised. “There is zero chance—no chance—we will not raise the debt ceiling,” Senate Majority Leader Mitch McConnell said in August.
The meeting went like this. First House Speaker Paul Ryan asked for an 18-month increase in the debt ceiling so Republicans wouldn’t have to vote again on the matter until after the midterm elections. Democrats refused. The bargaining continued until Ryan asked for a six-month increase. The Democrats remained stubborn. So Trump, always willing to kick a can down the road, interrupted Mnuchin to offer a three-month increase, a continuing resolution that will keep the government open through December, and about $8 billion in hurricane money. The Democrats said yes.
That, anyway, is what happened. But the media are not satisfied to report what happened. They want—they need—to tell you what it means. And what does it mean? Well, they aren’t really sure. But it’s something big. It’s something spectacular. For example:
1. “Trump Bypasses Republicans to Strike Deal on Debt Limit and Harvey Aid” was the headline of a story for the New York Times by Peter Baker, Thomas Kaplan, and Michael D. Shear. “The deal to keep the government open and paying its debts until Dec. 15 represented an extraordinary public turn for the president, who has for much of his term set himself up on the right flank of the Republican Party,” their article began. Fair enough. But look at how they import speculation and opinion into the following sentence: “But it remained unclear whether Mr. Trump’s collaboration with Democrats foreshadowed a more sustained shift in strategy by a president who has presented himself as a master dealmaker or amounted to just a one-time instinctual reaction of a mercurial leader momentarily eager to poke his estranged allies.”
2. “The decision was one of the most fascinating and mysterious moves he’s made with Congress during eight months in office,” reported Jeff Zeleny, Dana Bash, Deirdre Walsh, and Jeremy Diamond for CNN. Thanks for sharing!
3. “Trump budget deal gives GOP full-blown Stockholm Syndrome,” read the headline of Tina Nguyen’s piece for Vanity Fair. “Donald Trump’s unexpected capitulation to new best buds ‘Chuck and Nancy’ has thrown the Grand Old Party into a frenzy as Republicans search for explanations—and scapegoats.”
4. “For Conservatives, Trump’s Deal with Democrats Is Nightmare Come True,” read the headline for a New York Times article by Jeremy W. Peters and Maggie Haberman. “It is the scenario that President Trump’s most conservative followers considered their worst nightmare, and on Wednesday it seemed to come true: The deal-making political novice, whose ideology and loyalty were always fungible, cut a deal with Democrats.”
5. “Trump sides with Democrats on fiscal issues, throwing Republican plans into chaos,” read the Washington Post headline the day after the deal was announced. “The president’s surprise stance upended sensitive negotiations over the debt ceiling and other crucial policy issues this fall and further imperiled his already tenuous relationships with Senate Majority Leader Mitch McConnell and House Speaker Paul Ryan.” Yes, the negotiations were upended. Then they made a deal.
6. “Although elected as a Republican last year,” wrote Peter Baker of the Times, “Mr. Trump has shown in the nearly eight months in office that he is, in many ways, the first independent to hold the presidency since the advent of the two-party system around the time of the Civil War.” The title of Baker’s news analysis: “Bound to No Party, Trump Upends 150 Years of Two-Party Rule.” One hundred and fifty years? Why not 200?
The journalistic rule of thumb used to be that an article describing a political, social, or cultural trend requires at least three examples. Not while covering Trump. If Trump does something, anything, you should feel free to inflate its importance beyond all recognition. And stuff your “reporting” with all sorts of dramatic adjectives and frightening nouns: fascinating, mysterious, unexpected, extraordinary, nightmare, chaos, frenzy, and scapegoats. It’s like a Vince Flynn thriller come to life.
The case for the significance of the budget deal would be stronger if there were a consensus about whom it helped. There isn’t one. At first the press assumed Democrats had won. “Republicans left the Oval Office Wednesday stunned,” reported Rachael Bade, Burgess Everett, and Josh Dawsey of Politico. Another trio of Politico reporters wrote, “In the aftermath, Republicans seethed privately and distanced themselves publicly from the deal.” Republicans were “stunned,” reported Kristina Peterson, Siobhan Hughes, and Louise Radnofsky of the Wall Street Journal. “Meet the swamp: Donald Trump punts September agenda to December after meeting with Congress,” read the headline of Charlie Spiering’s Breitbart story.
By the following week, though, these very outlets had decided the GOP was looking pretty good. “Trump’s deal with Democrats bolsters Ryan—for now,” read the Politico headline on September 11. “McConnell: No New Debt Ceiling Vote until ‘Well into 2018,’” reported the Washington Post. “At this point…picking a fight with Republican leaders will only help him,” wrote Gerald Seib in the Wall Street Journal. “Trump has long warned that he would work with Democrats, if necessary, to fulfill his campaign promises. And Wednesday’s deal is a sign that he intends to follow through on that threat,” wrote Breitbart’s Joel Pollak.
The sensationalism, the conflicting interpretations, the visceral language is dizzying. We have so many reporters chasing the same story that each feels compelled to gussy up a quotidian budget negotiation until it resembles the Ribbentrop–Molotov pact, and none feel it necessary to apply to their own reporting the scrutiny and incredulity they apply to Trump. The truth is that no one knows what this agreement portends. Nor is it the job of a reporter to divine the meaning of current events like an augur of Rome. Sometimes a cigar is just a cigar. And a deal is just a deal.
Remembering something wonderful
Not surprisingly, many well-established performers were left in the lurch by the rise of the new media. Moreover, some vaudevillians who, like Fred Allen, had successfully reinvented themselves for radio were unable to make the transition to TV. But a handful of exceptionally talented performers managed to move from vaudeville to radio to TV, and none did it with more success than Jack Benny, whose feigned stinginess, scratchy violin playing, slightly effeminate demeanor, and preternaturally exact comic timing made him one of the world’s most beloved performers. After establishing himself in vaudeville, he became the star of a comedy series, The Jack Benny Program, that aired continuously, first on radio and then TV, from 1932 until 1965. Save for Bob Hope, no other comedian of his time was so popular.
With the demise of nighttime network radio as an entertainment medium, the 931 weekly episodes of The Jack Benny Program became the province of comedy obsessives—and because Benny’s TV series was filmed in black-and-white, it is no longer shown in syndication with any regularity. And while he also made Hollywood films, some of which were box-office hits, only one, Ernst Lubitsch’s To Be or Not to Be (1942), is today seen on TV other than sporadically.
Nevertheless, connoisseurs of comedy still regard Benny, who died in 1974, as a giant, and numerous books, memoirs, and articles have been published about his life and art. Most recently, Kathryn H. Fuller-Seeley, a professor at the University of Texas at Austin, has brought out Jack Benny and the Golden Age of Radio Comedy, the first book-length primary-source academic study of The Jack Benny Program and its star.1 Fuller-Seeley’s genuine appreciation for Benny’s work redeems her anachronistic insistence on viewing it through the fashionable prism of gender- and race-based theory, and her book, though sober-sided to the point of occasional starchiness, is often quite illuminating.
Most important of all, off-the-air recordings of 749 episodes of the radio version of The Jack Benny Program survive in whole or part and can easily be downloaded from the Web. As a result, it is possible for people not yet born when Benny was alive to hear for themselves why he is still remembered with admiration and affection—and why one specific aspect of his performing persona continues to fascinate close observers of the American scene.B orn Benjamin Kubelsky in Chicago in 1894, Benny was the son of Eastern European émigrés (his father was from Poland, his mother from Lithuania). He started studying violin at six and had enough talent to pursue a career in music, but his interests lay elsewhere, and by the time he was a teenager, he was working in vaudeville as a comedian who played the violin as part of his act. Over time he developed into a “monologist,” the period term for what we now call a stand-up comedian, and he began appearing in films in 1929 and on network radio three years after that.
Radio comedy, like silent film, is now an obsolete art form, but the program formats that it fostered in the ’20s and ’30s all survived into the era of TV, and some of them flourish to this day. One, episodic situation comedy, was developed in large part by Jack Benny and his collaborators. Benny and Harry Conn, his first full-time writer, turned his weekly series, which started out as a variety show, into a weekly half-hour playlet featuring a regular cast of characters augmented by guest stars. Such playlets, relying as they did on a setting that was repeated from week to week, were easier to write than the free-standing sketches favored by Allen, Hope, and other ex-vaudevillians, and by the late ’30s, the sitcom had become a staple of radio comedy.
The process, as documented by Fuller-Seeley, was a gradual one. The Jack Benny Program never broke entirely with the variety format, continuing to feature both guest stars (some of whom, like Ronald Colman, ultimately became semi-regular members of the show’s rotating ensemble of players) and songs sung by Dennis Day, a tenor who joined the cast in 1939. Nor was it the first radio situation comedy: Amos & Andy, launched in 1928, was a soap-opera-style daily serial that also featured regular characters. Nevertheless, it was Benny who perfected the form, and his own character would become the prototype for countless later sitcom stars.
The show’s pivotal innovation was to turn Benny and the other cast members into fictionalized versions of themselves—they were the stars of a radio show called “The Jack Benny Program.” Sadye Marks, Benny’s wife, played Mary Livingstone, his sharp-tongued secretary, with three other characters added as the self-reflexive concept took shape. Don Wilson, the stout, genial announcer, came on board in 1934. He was followed in 1936 by Phil Harris, Benny’s roguish bandleader, and, in 1939, by Day, Harris’s simple-minded vocalist. To this team was added a completely fictional character, Rochester Van Jones, Benny’s raspy-voiced, outrageously impertinent black valet, played by Eddie Anderson, who joined the cast in 1938.
As these five talented performers coalesced into a tight-knit ensemble, the jokey, vaudeville-style sketch comedy of the early episodes metamorphosed into sitcom-style scripts that portrayed their offstage lives, as well as the making of the show itself. Scarcely any conventional jokes were told, nor did Benny’s writers employ the topical and political references in which Allen and Hope specialized. Instead, the show’s humor arose almost entirely from the close interplay of character and situation.
Benny was not solely responsible for the creation of this format, which was forged by Conn and perfected by his successors. Instead, he doubled as the star and producer—or, to use the modern term, show runner—closely supervising the writing of the scripts and directing the performances of the other cast members. In addition, he and Conn turned the character of Jack Benny from a sophisticated vaudeville monologist into the hapless butt of the show’s humor, a vain, sexually inept skinflint whose character flaws were ceaselessly twitted by his colleagues, who in turn were given most of the biggest laugh lines.
This latter innovation was a direct reflection of Benny’s real-life personality. Legendary for his voluble appreciation of other comedians, he was content to respond to the wisecracking of his fellow cast members with exquisitely well-timed interjections like “Well!” and “Now, cut that out,” knowing that the comic spotlight would remain focused on the man of whom they were making fun and secure in the knowledge that his own comic personality was strong enough to let them shine without eclipsing him in the process.
And with each passing season, the fictional personalities of Benny and his colleagues became ever more firmly implanted in the minds of their listeners, thus allowing the writers to get laughs merely by alluding to their now-familiar traits. At the same time, Benny and his writers never stooped to coasting on their familiarity. Even the funniest of the “cheap jokes” that were their stock-in-trade were invariably embedded in carefully honed dramatic situations that heightened their effectiveness.
A celebrated case in point is the best-remembered laugh line in the history of The Jack Benny Program, heard in a 1948 episode in which a burglar holds Benny up on the street. “Your money or your life,” the burglar says—to which Jack replies, after a very long pause, “I’m thinking it over!” What makes this line so funny is, of course, our awareness of Benny’s stinginess, reinforced by a decade and a half of constant yet subtly varied repetition. What is not so well remembered is that the line is heard toward the end of an episode that aired shortly after Ronald Colman won an Oscar for his performance in A Double Life. Inspired by this real-life event, the writers concocted an elaborately plotted script in which Benny talks Colman (who played his next-door neighbor on the show) into letting him borrow the Oscar to show to Rochester. It is on his way home from this errand that Benny is held up, and the burglar not only robs him of his money but also steals the statuette, a situation that was resolved to equally explosive comic effect in the course of two subsequent episodes.
No mere joke-teller could have performed such dramatically complex scripts week after week with anything like Benny’s effectiveness. The secret of The Jack Benny Program was that its star, fully aware that he was not “being himself” but playing a part, did so with an actor’s skill. This was what led Ernst Lubitsch to cast him in To Be or Not to Be, in which he plays a mediocre Shakespearean tragedian, a character broadly related to but still quite different from the one who appeared on his own radio show. As Lubitsch explained to Benny, who was skeptical about his ability to carry off the part:
A clown—he is a performer what is doing funny things. A comedian—he is a performer what is saying funny things. But you, Jack, you are an actor, you are an actor playing the part of a comedian and this you are doing very well.
To Be or Not to Be also stands out from the rest of Benny’s work because he plays an identifiably Jewish character. The Jack Benny character that he played on radio and TV, by contrast, was never referred to or explicitly portrayed as Jewish. To be sure, most listeners were in no doubt of his Jewishness, and not merely because Benny made no attempt in real life to conceal his ethnicity, of which he was by all accounts proud. The Jack Benny Program was written by Jews, and the ego-puncturing insults with which their scripts were packed, as well as the schlemiel-like aspect of Benny’s “fall guy” character, were quintessentially Jewish in style.
As Benny explained in a 1948 interview cited by Fuller-Seeley:
The humor of my program is this: I’m a big shot, see? I’m fast-talking. I’m a smart guy. I’m boasting about how marvelous I am. I’m a marvelous lover. I’m a marvelous fiddle player. Then, five minutes after I start shooting off my mouth, my cast makes a shmo out of me.
Even so, his avoidance of specific Jewish identification on the air is noteworthy precisely because his character was a miser. At a time when overt anti-Semitism was still common in America, it is remarkable that Benny’s comic persona was based in large part on an anti-Semitic stereotype—yet one that seems not to have inspired any anti-Semitic attacks on Benny himself. When, in 1945, his writers came up with the idea of an “I Can’t Stand Jack Benny Because . . . ” write-in campaign, they received 270,000 entries. Only three made mention of his Jewishness.
As for the winning entry, submitted by a California lawyer, it says much about what insulated Benny from such attacks: “He fills the air with boasts and brags / And obsolete, obnoxious gags / The way he plays his violin / Is music’s most obnoxious sin / His cowardice alone, indeed, / Is matched by his obnoxious greed / And all the things that he portrays / Show up MY OWN obnoxious ways.” It is clear that Benny’s foibles were seen by his listeners not as particular but universal, just as there was no harshness in the razzing of his fellow cast members, who very clearly loved the Benny character in spite of his myriad flaws. So, too, did the American people. Several years after his TV series was cancelled, a corporation that was considering using him as a spokesman commissioned a national poll to find out how popular he was. It learned that only 3 percent of the respondents disliked him.
Therein lay Benny’s triumph: He won total acceptance from the American public and did so by embodying a Jewish stereotype from which the sting of prejudice had been leached. Far from being a self-hating whipping boy for anti-Semites, he turned himself into WASP America’s Jewish uncle, preposterous yet lovable.W hen the bottom fell out of network radio, Benny negotiated the move to TV without a hitch, debuting on the small screen in 1950 and bringing the radio version of The Jack Benny Program to a close five years later, making it one of the very last radio comedy series to shut up shop. Even after his weekly TV series was finally canceled by CBS in 1965, he continued to star in well-received one-shot specials on NBC.
But Benny’s TV appearances, for all their charm, were never quite equal in quality to his radio work, which is why he clung to the radio version of The Jack Benny Program until network radio itself went under: Better than anyone else, he knew how good the show had been. For the rest of his life, he lived off the accumulated comic capital built up by 21 years of weekly radio broadcasts.
Now, at long last, he belongs to the ages, and The Jack Benny Program is a museum piece. Yet it remains hugely influential, albeit at one or more removes from the original. From The Dick Van Dyke Show and The Danny Thomas Show to Seinfeld, Everybody Loves Raymond, and The Larry Sanders Show, every ensemble-cast sitcom whose central character is a fictionalized version of its star is based on Benny’s example. And now that the ubiquity of the Web has made the radio version of his series readily accessible for the first time, anyone willing to make the modest effort necessary to seek it out is in a position to discover that The Jack Benny Program, six decades after it left the air, is still as wonderfully, benignly funny as it ever was, a monument to the talent of the man who, more than anyone else, made it so.
Review of 'The Transferred Life of George Eliot' By Philip Davis
Not that there’s any danger these theoretically protesting students would have read George Eliot’s works—not even the short one, Silas Marner (1861), which in an earlier day was assigned to high schoolers. I must admit I didn’t find my high-school reading of Silas Marner a pleasant experience—sports novels for boys like John R. Tunis’s The Kid from Tomkinsville were inadequate preparation. I must confess, too, that when I was in graduate school, determined to study 17th-century English verse, my reaction to the suggestion that I should also read Middlemarch (1871–72) was “What?! An 800-page novel by the guy who wrote Silas Marner?” A friend patiently explained that “the guy” was actually Mary Ann Evans, born in 1819, died in 1880. Partly because she was living in sin with the literary jack-of-all-trades George Henry Lewes (legally and irrevocably bound to his estranged wife), she adopted “George Eliot” as a protective pseudonym when, in her 1857 debut, she published Scenes from Clerical Life.
I did, many times over and with awe and delight, go on to read Middlemarch and the seven other novels, often in order to teach them to college students. Students have become less and less receptive over the years. Forget modern-day objections to George Eliot’s complex political or religious views. Adam Bede (1859) and The Mill on the Floss (1860) were too hefty, and the triple-decked Middlemarch and Deronda, even if I set aside three weeks for them, rarely got finished.
The middle 20th century was perhaps a more a propitious time for appreciating George Eliot, Henry James, and other 19th-century English and American novelists. Influential teachers like F.R. Leavis at Cambridge and Lionel Trilling at Columbia were then working hard to persuade students that the study of literature, not just poetry and drama but also fiction, matters both to their personal lives—the development of their sensibility or character—and to their wider society. The “moral imagination” that created Middlemarch enriches our minds by dramatizing the complications—the frequent blurring of good and evil—in our lives. Great novels help us cope with ambiguities and make us more tolerant of one another. Many of Leavis’s and Trilling’s students became teachers themselves, and for several decades the feeling of cultural urgency was sustained. In the 1970s, though, between the leftist emphasis on literature as “politics by other means” and the deconstructionist denial of the possibility of any knowledge, literary or otherwise, independent of political power, the high seriousness of Leavis and Trilling began to fade.
The study of George Eliot and her life has gone through many stages. Directly after her death came the sanitized, hagiographic “life and letters” by J.W. Cross, the much younger man she married after Lewes’s death. Gladstone called it “a Reticence in three volumes.” The three volumes helped spark, if they didn’t cause, the long reaction against the Victorian sages generally that culminated in the dismissively satirical work of the Bloomsbury biographer and critic Lytton Strachey in his immensely influential Eminent Victorians (1916). Strachey’s mistreatment of his forbears was, with regard to George Eliot at least, tempered almost immediately by Virginia Woolf. It was Woolf who in 1919 provocatively said that Middlemarch had been “the first English novel for adults.” Eventually, the critical tide against George Eliot was decisively reversed in the ’40s by Joan Bennett and Leavis, who made the inarguable case for her genuine and lasting achievement. That period of correction culminated in the 1960s with Gordon S. Haight’s biography and with interpretive studies by Barbara Hardy and W.J. Harvey. Books on George Eliot over the last four decades have largely been written by specialists for specialists—on her manuscripts or working notes, and on her affiliations with the scientists, social historians, and competing novelists of her day.
The same is true, only more so, of the books written, with George Eliot as the ostensible subject, to promote deconstructionist or feminist agendas. Biographies have done a better job appealing to the common reader, not least because the woman’s own story is inherently compelling. The question right now is whether a book combining biographical and interpretive insight—one “pitched,” as publishers like to say, not just at experts but at the common reader—is past praying for.
Philip Davis, a Victorian scholar and an editor at Oxford University Press, hopes not. His The Transferred Life of George Eliot—transferred, that is, from her own experience into her letters, journals, essays, and novels, and beyond them into us—deserves serious attention. Davis is conscious that George Eliot called biographies of writers “a disease of English literature,” both overeager to discover scandals and too inclined to substitute day-to-day travels, relationships, dealings with publishers and so on, for critical attention to the books those writers wrote. Davis therefore devotes himself to George Eliot’s writing. Alas, he presumes rather too much knowledge on the reader’s part of the day-to-day as charted in Haight’s marvelous life. (A year-by-year chronology at the front of the book would have helped even his fellow Victorianists.)
As for George Eliot’s writing, Davis is determined to refute “what has been more or less said . . . in the schools of theory for the last 40 years—that 19th-century realism is conservatively bland and unimaginative, bourgeois and parochial, not truly art at all.” His argument for the richness, breadth, and art of George Eliot’s realism—her factual and sympathetic depiction of poor and middling people, without omitting a candid representation of the rich—is most convincing. What looms largest, though, is the realist, the woman herself—the Mary Ann Evans who, from the letters to the novels, became first Marian Evans the translator and essayist and then later “her own greatest character”: George Eliot the novelist. Davis insists that “the meaning of that person”—not merely the voice of her omniscient narrators but the omnipresent imagination that created the whole show—“has not yet exhausted its influence nor the larger future life she should have had, and may still have, in the world.”
The transference of George Eliot’s experience into her fiction is unquestionable: In The Mill on the Floss, for example, Mary Ann is Maggie, and her brother Isaac is Tom Tulliver. Davis knows that a better word might be transmutation, as George Eliot had, in Henry James’s words, “a mind possessed,” for “the creations which brought her renown were of the incalculable kind, shaped themselves in mystery, in some intellectual back-shop or secret crucible, and were as little as possible implied in the aspect of her life.” No data-accumulating biographer, even the most exhaustive, can account for that “incalculable . . . mystery.”
Which is why Davis, like a good teacher, gives us exercises in “close reading.” He pauses to consider how a George Eliot sentence balances or turns on an easy-to-skip-over word or phrase—the balance or turn often representing a moment when the novelist looks at what’s on the underside of the cards.
George Eliot’s style is subtle because her theme is subtle. Take D.H. Lawrence’s favorite heroine, the adolescent Maggie Tulliver. The external event in The Mill on the Floss may be the girl’s impulsive cutting off her unruly hair to spite her nagging aunts, or the young woman’s drifting down the river with a superficially attractive but truly impossible boyfriend. But the real “action” is Maggie’s internal self-blame and self-assertion. No Victorian novelist was better than George Eliot at tracing the psychological development of, say, a husband and wife who realize they married each other for shallow reasons, are unhappy, and now must deal with the ordinary necessities of balancing the domestic budget—Lydgate and Rosamund in Middlemarch—or, in the same novel, the religiously inclined Dorothea’s mistaken marriage to the old scholar Casaubon. That mistake precipitates not merely disenchantment and an unconscious longing for love with someone else, but (very finely) a quest for a religious explanation of and guide through her quandary.
It’s the religio-philosophical side of George Eliot about which Davis is strongest—and weakest. Her central theological idea, if one may simplify, was that the God of the Bible didn’t exist “out there” but was a projection of the imagination of the people who wrote it. Jesus wasn’t, in Davis’s characterization of her view, “the impervious divine, but [a man who] shed tears and suffered,” and died feeling forsaken. “This deep acceptance of so-called weakness was what most moved Marian Evans in her Christian inheritance. It was what God was for.” That is, the character of Jesus, and the dramatic play between him and his Father, expressed the human emotions we and George Eliot are all too familiar with. The story helps reconcile us to what is, finally, inescapable suffering.
George Eliot came to this demythologized understanding not only of Judaism and Christianity but of all religions through her contact first with a group of intellectuals who lived near Coventry, then with two Germans she translated: David Friedrich Strauss, whose 1,500-page Life of Jesus Critically Examined (1835–36) was for her a slog, and Ludwig Feuerbach, whose Essence of Christianity (1841) was for her a joy. Also, in the search for the universal morality that Strauss and Feuerbach believed Judaism and Christianity expressed mythically, there was Spinoza’s utterly non-mythical Ethics (1677). It was seminal for her—offering, as Davis says, “the intellectual origin for freethinking criticism of the Bible and for the replacement of religious superstition and dogmatic theology by pure philosophic reason.” She translated it into English, though her version did not appear until 1981.
I wish Davis had left it there, but he takes it too far. He devotes more than 40 pages—a tenth of the whole book—to her three translations, taking them as a mother lode of ideational gold whose tailings glitter throughout her fiction. These 40 pages are followed by 21 devoted to Herbert Spencer, the Victorian hawker of theories-of-everything (his 10-volume System of Synthetic Philosophy addresses biology, psychology, sociology, and ethics). She threw herself at the feet of this intellectual huckster, and though he rebuffed her painfully amorous entreaties, she never ceased revering him. Alas, Spencer was a stick—the kind of philosopher who was incapable of emotion. And she was his intellectual superior in every way. The chapter is largely unnecessary.
The book comes back to life when Davis turns to George Henry Lewes, the man who gave Mary Ann Evans the confidence to become George Eliot—perhaps the greatest act of loving mentorship in all of literature. Like many prominent Victorians, Lewes dabbled in all the arts and sciences, publishing highly readable accounts of them for a general audience. His range was as wide as Spencer’s, but his personality and writing had an irrepressible verve that Spencer could only have envied. Lewes was a sort Stephen Jay Gould yoked to Daniel Boorstin, popularizing other people’s findings and concepts, and coming up with a few of his own. He regarded his Sea-Side Studies (1860) as “the book . . . which was to me the most unalloyed delight,” not least because Marian, whom he called Polly, had helped gather the data. She told a friend “There is so much happiness condensed in it! Such scrambles over rocks, and peeping into clear pool [sic], and strolls along the pure sands, and fresh air mingling with fresh thoughts.” In his remarkably intelligent 1864 biography of Goethe, Lewes remarks that the poet “knew little of the companionship of two souls striving in emulous spirit of loving rivalry to become better, to become wiser, teaching each other to soar.” Such a companionship Lewes and George Eliot had in spades, and some of Davis’s best passages describe it.
Regrettably, Davis also offers many passages well below the standard of his best—needlessly repeating an already established point or obfuscating the obvious. Still, The Transferred Lives is the most formidably instructive, and certainly complete, life-and-works treatment of George Eliot we have.